Search for: "Allen Investments, Inc." Results 101 - 120 of 309
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2 May 2008, 4:07 am
Merter Helva Sanayi Ve Ticaret Anonim Sirketi, Cancellation No. 92044273 [ Priority dispute over the mark KOSKA for various food products].May 15, 2008 - 11 AM: In re Premier Trust, Inc., Serial No. 76644705 [Section 2(e)(1) mere descriptiveness refusal of PREMIER TRUST for financial and investment services].May 15, 2008 - 2 PM: In re Allen, Serial No. 78240344 [Section 2(e)(1) mere descriptiveness refusal of LIFETIME WARRANTY for clothing].May 21, 2008 - 2 PM: In… [read post]
30 Oct 2020, 6:01 am
Compensation Policies and the COVID-19 Pandemic Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, October 29, 2020 Tags: Bonuses, COVID-19, Executive Compensation, Incentives, Institutional Investors, Pay for performance, Proxy advisors, Say on pay, Shareholder voting Engaging with Wellington Management Company Posted by Krystal Berrini, PJT Camberview, on Thursday, October 29, 2020 Tags: Asset… [read post]
11 Jul 2012, 10:01 pm by tekEditor
The New York company, now valued at $800 million to $1 billion, last week signed a contract with investment bank Allen & Co. to help it raise $100 million to expand overseas. [read post]
8 Feb 2022, 8:08 am by Dan Bressler
Inc., the plan’s record-keeper, use participants’ personal information to market financial products. [read post]
“In a study of Booz Allen and its peers, investment advisory firm Jefferies found that it was by far the most diverse, with members of underrepresented groups comprising 73% of its board. [read post]
“In a study of Booz Allen and its peers, investment advisory firm Jefferies found that it was by far the most diverse, with members of underrepresented groups comprising 73% of its board. [read post]
17 Feb 2020, 12:33 pm by Doug Cornelius
Sources: SEC Charges Investment Advisers with Failure to Disclose Financial Conflicts of Interest SEC Complaint against Criterion Wealth Management Insurance Services, Inc., Robert Allen Gravette, and Mark Andrew MacArthur [read post]
1 May 2014, 6:40 am by D. Daxton White
  Claimant MSSB shall release any and all holds on Respondent’s account at MSSB. 12-01115 Cambridge Investment Research, Inc. [read post]
8 Apr 2010, 9:32 am by Tom Hargett
For instance, regulators claim that the president of Morgan Asset Management, Carter Anthony, was told by Morgan Keegan president Doug Edwards and former president Allen Morgan not to supervise Kelsoe. [read post]
20 Mar 2014, 9:54 am by D. Daxton White
  Merrill Lynch and Merrill Trust are jointly and severally liable for and shall pay to Claimant punitive damages in the amount of $126,077.00. 11-04113 Allen L. [read post]
14 Jul 2017, 2:11 pm
  This alleged self-dealing harmed workers by diverting money that would have gone into their retirement plans to the company’s bottom line.Then Allen Gouse, the trustee of the 401(K) plan at the Greater Hartford Easter Seal Rehabilitation Center, Inc., in Connecticut, read the fine print and figured out something was wrong. [read post]
7 Mar 2012, 5:52 am by Jenna Greene
Allen Stanford, a Texas financier, on 13 out of 14 counts of fraud in connection with a worldwide scheme that lasted more than two decades and involved more than $7 billion in investments, The New York Times reports. [read post]