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26 Jul 2023, 9:01 pm by renholding
First, the Commission rejects financial materiality as the touchstone for its disclosures,[4] and fails to offer in its place a meaningful intelligible limit to its disclosure authority.[5] The release explains that Congress gave “the Commission, which regulates dynamic aspects of a market economy,” “intentionally broad” authority to require disclosures on a wide range of matters, even ones that do “not directly relate to a company’s value and… [read post]
25 Jul 2023, 10:43 am by Rob Robinson
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
23 Jul 2023, 9:05 pm by renholding
We observe that the SEC refers to information disclosed both during the management presentation and the question-and-answer portion of the calls. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
17 Jul 2023, 9:01 pm by renholding
Chinese Consolidated Benevolent Ass’n, Inc., 120 F.2d 738 (2d Cir. 1941). [5] 4(a)(2) transactions by an issuer not involving any public offering. [read post]
13 Jul 2023, 12:06 pm by Legal Aggregate
Consistent with these approaches, the majority drew a formalistic line between permissible and impermissible modifications of student financial assistance and Justice Barrett also defended a form of common law judging under the guise of textualism. [read post]
11 Jul 2023, 11:19 am by The White Law Group
(CRD#:3001), CHICAGO, IL, B, 02/29/2016 – 09/17/2018, AUSDAL FINANCIAL PARTNERS, INC. [read post]
10 Jul 2023, 12:36 pm by Silver Law Group
Ahmed Gheith (Ahmed Ghassan Gheith, CRD# 5783957, aka Andy Gheith, Anthony Gheith) is a currently registered broker employed with Ceros Financial Services, Inc. [read post]
10 Jul 2023, 4:00 am by Peter Mahler
” Justice Crane identified the competing, foundational cases as the Court of Appeals’ 1949 opinion in Sterling Industries Inc. v Ball Bearing Pen Corp. and its 1958 opinion in Paloma Frocks, Inc. v Shamokin Sportwear Corp. [read post]
6 Jul 2023, 3:53 am by Rob Robinson
DISCO Announces First Quarter 2023 Financial Results (ComplexDiscovery) – May 10, 2023 Reading Suggestion: “DISCO Announces First Quarter 2023 Financial Results” CS Disco, Inc., also known as DISCO, reported a year-over-year decrease of 4% in its total revenue for Q1 2023, which amounted to $33.1 million. [read post]
5 Jul 2023, 9:08 am by Bianca Saad
The short answer is that DEI is and will remain an accepted practice. [read post]
4 Jul 2023, 12:05 pm by Chris Castle
While he gave some color to the commentary, these specific questions were not answered by Kris Ahrend, the CEO of The MLC, Inc. [read post]
2 Jul 2023, 8:52 am by Haley Proctor
Circuit continues to answer important questions of its own. [read post]