Search for: "BUSINESS FUNDING ASSOCIATES, LLC"
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3 Sep 2008, 10:00 am
Raymond Millien (CEO of PCT Capital, LLC) and Ron Laurie (Co-founder and Managing Director of Inflexion Point Strategy, LLC) have put together an impressive summary of current and emerging intellectual property business models over at VCExperts - A summary of established and emerging IP business models As you can see from the quick summary below (and I really do recommend you read the entire article which has much more depth), it is very patent-focussed. [read post]
19 Mar 2012, 4:00 am
The defendants, which include two investment funds (the Onshore Fund and the Offshore Fund), are part of a group of entities and individuals associated with a New York-based private investment firm known as Harbinger Capital. [read post]
4 Jan 2022, 10:06 am
Hamilton Investment Counsel, LLC listed its own discharge of employment on 9/1/2021, citing the same reason of failure to disclose outside business activities to the firm. [read post]
17 Jan 2018, 6:21 am
From September 2013 through January 2014 Royster was associated with LPL Financial LLC. [read post]
25 Apr 2019, 9:07 am
Solomon - Chief Executive Officer, Cowen, Inc.; New York, NYHank Torbert - President, AltaMax, LLC; New Orleans, LAGregory Yadley – Partner, Shumaker, Loop & Kendrick, LLP; Tampa, FLCommittee members will also include the SEC’s Advocate for Small Business Capital Formation, Martha Legg Miller, and three non-voting members appointed by each of the SEC’s Investor Advocate, the North American Securities Administrators Association, and the Small… [read post]
17 May 2023, 11:30 am
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
26 Apr 2021, 3:19 am
Jacobowitz and Jacobson as managers certain information about the LLC’s business affairs. [read post]
17 Aug 2022, 9:30 am
Between June 2019 and October 2019, while associated with Ameriprise Financial Services, LLC, Daniel Minich allegedly participated in three private securities transactions totaling approximately $200,000 reportedly without providing prior written notice to Ameriprise. [read post]
1 Dec 2020, 12:48 pm
The White Law Group is investigating potential securities claims involving Calton & Associates (CRD#: 20999, Tampa, FL) Calton & Associates, LLC, headquartered in Tampa, FL, is a national financial advisory firm. [read post]
17 Aug 2021, 7:00 am
MJ Capital Funding, a business based in Pompano Beach, FL that claimed it used investor money to make merchant cash advance loans, has been accused by the Securities and Exchange Commission (SEC) of operating as a Ponzi scheme. [read post]
30 Aug 2018, 5:25 pm
LLC Basics: Choosing your Corporate Entity in New York Beating Summary Judgment in a New York Court: NY Litigation Basics New York Small Business Taxes Breach of the Duty of Care in New York -Say Out of the Strip Clubs if you are using Corporate Funds New York Commercial Lease Basics: Negotiate a Good Guy Clause For Your New York Start-Up The post Understanding New York’s Business Judgment Rule appeared first on The New York Law Blog. [read post]
27 Nov 2011, 1:55 am
Cole-Frieman, Partner, Cole-Frieman & Mallon LLP Jennifer Keese-Powell, Marketing Manager, Hall Capital Partners LLC Lois Towers, Compliance Officer, Pantheon Ventures (US) **** Cole-Frieman & Mallon LLP provides a variety of services including: hedge fund formation, advisor registration and counterparty documentation, CFTC and NFA matters, seed deals, internal investigations, operational compliance, regulatory risk management, hedge fund due diligence, marketing… [read post]
5 Feb 2023, 5:12 pm
The court added that dissolution has been found to be appropriate in the following circumstances: The LLC’s management has become so dysfunctional . . . that it is no longer practicable to operate the business, such as in the case of deadlock. [read post]
12 Apr 2021, 7:44 am
Iorio Altamirano LLP is also investigating the sales practices and due diligence of MML Investors Services, LLC related to its sale of GPB Capital funds. [read post]
1 May 2010, 5:35 pm
Please email us if you would like us to add your event to this list. **** May 2-4 Sponsor: Institutional Investor Event: Global Hedge Fund Summit Location: Southampton, Bermuda May 3-4 Sponsor: AFAQ Group Event: 2nd Jordan AFAQ Economic Forum Location: Amman, Jordan May 3-5 Sponsor: AlHuda CIBE Event: The International Conference on Islamic Banking and Finance in Afghanistan Location: Kabul, Afghanistan May 4 Sponsor: Infovest21 Event: Due Diligence on Non-US Managers … [read post]
17 Jul 2008, 4:56 pm
Commentary: Taking into consideration general principles of corporations law, utilizing an LLC to purchase a commercial property may provide numerous business and tax benefits for the buyer. [read post]
2 Aug 2019, 9:09 am
[contact-form-7]Contact UsShow less Frederick Markley Stow Discharged by Raymond James & Associates, Inc. [read post]
2 Aug 2019, 9:09 am
[contact-form-7]Contact UsShow less Frederick Markley Stow Discharged by Raymond James & Associates, Inc. [read post]
29 May 2023, 8:48 pm
The defendants denied that the plaintiff lacked access to the financial records and alleged that the plaintiff purported to exercise its right to purchase their membership interests despite knowing that it lacked the funds to complete the purchase. [read post]
13 Mar 2023, 4:33 am
& Jo Anne Gilbert Professor of Law at University of Oklahoma College of Law, presents her compelling observations that the contract-based focus often associated with LLCs is migrating to corporations, producing unintended consequences. [read post]
