Search for: "Barclays Capital"
Results 101 - 120
of 536
Sort by Relevance
|
Sort by Date
29 Mar 2018, 9:04 am
Barclays Capital, Inc. and several of its affiliates (together, Barclays) have reached an agreement with the United States to settle a civil action filed in December 2016 in which the United States sought civil penalties for alleged conduct related to Barclays’ underwriting and issuance of residential mortgage-backed securities (RMBS) between 2005 and 2007. [read post]
29 Mar 2018, 3:25 am
Barclays Capital Inc. [read post]
6 Mar 2018, 8:07 am
Turner & Company, LLC Matthew Grady Millstone Wealth Partners, LLC Barclays Capital Inc. [read post]
14 Feb 2018, 2:57 pm
This past year was an eventful one in the corporate and securities litigation arena. [read post]
5 Feb 2018, 3:00 am
Bigsby v Barclays Capital Real Estate Inc., 170 F. [read post]
16 Jan 2018, 3:22 am
Former Head of Barclays New York Foreign Exchange Operation Indicted for Orchestrating Multimillion-Dollar Front-Running Scheme (DOJ Press Release 18-47) https://www.justice.gov/opa/pr/former-head-barclays-new-york-foreign-exchange-operation-indicted-orchestrating-multimillionThe former head of Barclays Capital Inc.’s (Barclays) New York foreign exchange trading operation, Robert Bogucki, was indicted in the Northern District of California on… [read post]
12 Nov 2017, 11:00 pm
Barclays PLC (here). [read post]
12 Oct 2017, 3:39 am
Barclays Capital Inc. v. [read post]
2 Oct 2017, 8:09 am
US firm takes over from Fladgate on dispute over Barclays' controversial $3bn Qatar loan [read post]
15 Sep 2017, 11:51 am
Barclays Capital Inc., for alleged anti-fraud violations based on alleged overbilling of advisory fees and excess mutual fund sales charges, which resulted in $97 million monetary relief. [read post]
21 Aug 2017, 4:09 am
Credit crunch dispute over controversial capital raising turns spotlight on magic circle firm's role [read post]
14 Jul 2017, 6:19 am
Yavitz, Wachtell, Lipton, Rosen & Katz, on Saturday, July 8, 2017 Tags: Anti-corruption, Asset-backed securities, Barclays Capital, Corporate crime, Corporate fraud, DOJ, International governance, Mortgage lending, Qatar, Securities enforcement, UK 2017 Proxy Season Review Posted by Mark Manoff and Stephen W. [read post]
21 Jun 2017, 7:52 am
Former Barclays GC among senior lawyers taking advice on Qatar capital raising probe [read post]
20 Jun 2017, 5:24 am
Bank and four individuals charged over capital raising arrangements with Qatari investors at height of financial crisis [read post]
8 Jun 2017, 8:10 am
GCs from Barclays, GE Capital and Coco-Cola Europe among a strong line-up of speakers discussing everything from the impact of geopolitical risk on M&A, to cyber security and corporate crime at Transatlantic GC summit [read post]
18 May 2017, 7:41 am
(“Barclays Capital”). [read post]
11 May 2017, 7:36 am
SEC Sanctions Barclays Capital for Overcharging Clients According to a press announcement today, The Securities and Exchange Commission is requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. [read post]
4 May 2017, 7:14 am
Barclays Capital Failure to Supervise According to an SEC press announcement this week, Barclays Capital will pay more than $16.5 million as part of a settlement due to allegations that the company did not properly supervise two of its former mortgage bond traders. [read post]
24 Apr 2017, 3:36 am
In anticipation of the institution of proceedings by the SEC but without admitting or denying the findings, Barclays, Wong, and Lee each submitted an Offer of Settlement, which the federal regulator accepted.In the Matter of Barclays Capital, Inc. [read post]
21 Apr 2017, 4:26 am
Bank asks ex-partners to repay loans taken out for capital contributions by end of month [read post]
