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SEC Commissioner Peirce Dissents from Rules on Cybersecurity Disclosure

26 Jul 2023, 9:01 pm by renholding

Thank you, Chair Gensler. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Weekly Roundup: July 14-20, 2023

21 Jul 2023, 6:30 am

Peers Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Monday, July 17, 2023 Tags: Bonuses, CEO Pay, Executive Compensation, Growth rates, Pay for performance, S&P 500 Disney: Speaking Out on Issues of Social Significance Within Board’s Business Judgment Posted by Cydney S. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Weekly Roundup: July 14-20, 2023

21 Jul 2023, 6:30 am

Peers Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Monday, July 17, 2023 Tags: Bonuses, CEO Pay, Executive Compensation, Growth rates, Pay for performance, S&P 500 Disney: Speaking Out on Issues of Social Significance Within Board’s Business Judgment Posted by Cydney S. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

SagePoint Financial Overview

20 Jul 2023, 10:45 am by The White Law Group

According to Smart Asset, the company has $17 billion in assets under management. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

This Week in the Supreme Court – w/c 17th July 2023

18 Jul 2023, 1:59 am by Matrix Law

In particular: When does an individual make a transfer of assets so as to come within the scope of section 739 ICTA 1988? [read post]

UK Supreme Court Blog - http://ukscblog.com/

Ripping the Ripple Opinion

17 Jul 2023, 9:05 pm by ilyabeylin

Last Thursday’s split summary-judgment decision in the case that the Securities and Exchange Commission (SEC) brought against Ripple Labs, Inc. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Luke Johnson Barred by FINRA after Allegations of Unsuitable Investments

16 Jul 2023, 7:48 pm by The White Law Group

(CRD#:23769), SCOTTSDALE, AZ, B, 09/01/2006 – 03/23/2009, SUMMIT BROKERAGE SERVICES, INC. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

Court’s Ruling Splits Partly in Favor of SEC and Partly for Ripple

14 Jul 2023, 10:16 am by Mayme Beth Donohue

These recipients of XRP did not put up any capital that would be reinvested into the business by Ripple. [read post]

Blockchain Legal Resource - https://www.blockchainlegalresource.com/

Eugene Kim Allegedly Defrauded Investors

13 Jul 2023, 12:22 pm by The White Law Group

Eugene Kim (Gene Kim) was affiliated with the following firms during his career, among others: 09/18/2022 – 09/19/2022, INNOVATION X ADVISORS (CRD#:322292), ROCKVILLE, MD08/25/2015 – 07/22/2022, NATIONAL ASSET MANAGEMENT, INC. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

FORT LAUDERDALE BUSINESS LITIGATION: TRADE SECRET CLAIMS BASED ON PUBLIC INFORMATION

13 Jul 2023, 2:47 am by Mavrick Law Firm

In Capital Asset Rsch. [read post]

Florida Business Litigation Lawyer Blog - https://www.mavricklaw.com/blog/

The ING Fling Dinged: California Closes the Incomplete Gift Tax Trust “Loophole”

11 Jul 2023, 12:51 am by Chris Manes

If a receipt of large amounts of taxable capital gain occurs this year, and the taxpayer is a resident at the time of receipt, the gains will be included in the resident’s California gross income. [read post]

California Residency Tax Planning - http://www.palmspringstaxandtrustlawyers.com/

FINRA Suspends and Fines Broker John Hoidas after 10 Customer Complaints

10 Jul 2023, 9:27 am by The White Law Group

Lack of Diversification: Unsuitable investments may lack diversification, potentially concentrating the investor’s assets in a single investment or sector. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

Antitrust enforcers must have more funding

8 Jul 2023, 4:33 pm by Barry Barnett

Washington DC. [read post]

The Contingency - https://www.thecontingency.com/

Kris Ahrend on the X: Congress Investigates the Mechanical Licensing Collective’s Investment Business Rules

4 Jul 2023, 12:05 pm by Chris Castle

But, thinly capitalized securities or assets probably would not constitute a conservative investment st [read post]

Music - Technology - Policy - http://www.musictechpolicy.com/

Proxy-Voting Insights: How Differently Do The Big Three Vote on ESG Resolutions

3 Jul 2023, 6:31 am

Posted by Lindsey Stewart, Morningstar, Inc., on Monday, July 3, 2023 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Proxy-Voting Insights: How Differently Do The Big Three Vote on ESG Resolutions

3 Jul 2023, 6:31 am

Posted by Lindsey Stewart, Morningstar, Inc., on Monday, July 3, 2023 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

The Rise of International ESG Disclosure Standards

29 Jun 2023, 6:31 am

Morningstar, Inc. estimated that total assets in ESG designated funds totaled more than US$3.9 trillion at the end of September 2021. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

The Rise of International ESG Disclosure Standards

29 Jun 2023, 6:31 am

Morningstar, Inc. estimated that total assets in ESG designated funds totaled more than US$3.9 trillion at the end of September 2021. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Pocket Mortgages and Legal Malpractice

28 Jun 2023, 5:34 am by Andrew Lavoott Bluestone

Co. v NL Indus., Inc., 43 AD3d 716, 717-18 [1st Dept 2007]). [read post]