Search for: "Department of Professional and Financial Regulation"
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19 Dec 2023, 4:48 pm
In response to the TMA IV ruling, the Rule amends existing regulations to provide that the Departments going forward will determine the administrative fee charged by the Departments to participate in the Federal IDR process, and the ranges for certified IDR entity fees for single and batched determinations, through annual notice and comment rulemaking, rather than in guidance published annually. [read post]
18 Dec 2023, 2:48 pm
Switching to/from SEC Regulation. [read post]
15 Dec 2023, 4:17 am
Filed in September, the putative class action accuses the trio of obscuring Disco’s financial struggles leading investors astray. [read post]
14 Dec 2023, 10:36 am
As legal professionals, understanding generative AI is crucial because of its potential to transform various facets of the legal process, from research and drafting to client interactions. [read post]
13 Dec 2023, 3:06 pm
An investor may have a claim for damages against a financial professional even if they did not intend to defraud the investor. [read post]
11 Dec 2023, 8:33 pm
”[16] However, the experience of the New York State Department of Health (NYSDOH) should serve as a cautionary tale. [read post]
11 Dec 2023, 2:01 pm
Applicant would not gain any immediate benefit or financial gain by returning to Israel. [read post]
8 Dec 2023, 10:02 am
Department of Health and Human Services Breach Portal. [read post]
6 Dec 2023, 6:41 am
Department of the Treasury (‘FinCEN’). [read post]
6 Dec 2023, 6:05 am
In 2017, former President Donald Trump directed his White House Counsel Don McGahn to pressure then-Attorney General Jeff Sessions to avoid recusing himself from overseeing the Department of Justice’s investigation of Russian interference in the 2016 presidential election. [read post]
6 Dec 2023, 3:15 am
Different regions offer unique educational and professional landscapes. [read post]
6 Dec 2023, 3:15 am
Different regions offer unique educational and professional landscapes. [read post]
4 Dec 2023, 2:29 pm
NY Regulators Secure $1 Million Settlement in Cyber Action Against First American Title Insurance CompanyIn a Press Release dated November 28, 2023, New York State Department of Financial Services Superintendent Adrienne Harris announced a Consent Order entered into by the Department related to a May 2019 data breach at…↓ READ MORE ↓ ICI Member LOG IN or SUBSCRIBE today! [read post]
1 Dec 2023, 8:00 am
Remember that consulting with legal professionals and the Idaho Department of Insurance can provide valuable support and guidance during this challenging process. [read post]
1 Dec 2023, 2:11 am
Legal professionals can offer invaluable support and guidance through this challenging process. [read post]
30 Nov 2023, 11:58 am
In Illinois, each profession has its own regulatory board within the Illinois Department of Financial and Professional Regulation (IDFPR) that is responsible for establishing rules and regulations specific to that field. [read post]
29 Nov 2023, 9:04 am
”Large entities “will likely need a department of compliance personnel with a variety of skills and expertise to implement and monitor the organization’s compliance program and address its manifold compliance needs. [read post]
28 Nov 2023, 9:03 am
This section also provides you with useful contact information so that you can report to your financial professional any changes in account ownership or other updates. [read post]
27 Nov 2023, 11:27 am
Department of the Treasury’s Financial Crimes Enforcement Network in conjunction with the Internal Revenue Service’s Criminal Investigation (CI) issued notice FIN-2023-Alert007…↓ READ MORE ↓ ICI Member LOG IN or SUBSCRIBE today! [read post]
26 Nov 2023, 6:52 am
The trajectory for eDiscovery software is straightforward: off-premise, cloud-based solutions are on the rise, reshaping how legal professionals approach the discovery process. [read post]
