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21 Aug 2020, 6:06 am
Scott Morton (Yale University) and Lysle Boller (Duke University), on Monday, August 17, 2020 Tags: Asset management, Common ownership, Incentives, Index funds, Institutional Investors, Ownership Investors and Companies Can Drive ESG Metrics Forward Together Posted by Sarah Keohane Williamson and Ariel Fromer Babcock, FCLTGlobal, on Monday, August 17, 2020 Tags: Climate change, Engagement, Environmental… [read post]
Continue Reading › The post Former Hilliard Lyons Stockbroker Christopher Bennett Named in 15 Securities Fraud Claims appeared first on Investor Lawyers Blog. [read post]
17 Aug 2020, 5:53 am
Scott Morton (Yale University) and Lysle Boller (Duke University), on Monday, August 17, 2020 Editor's Note: Fiona Scott Morton is the Theodore Nierenberg Professor of Economics at Yale School of Management and Lysle Boller is a PhD student at Duke University. [read post]
29 Jul 2020, 6:01 am by John Jascob
The company’s investors include Duke University and Emory University.Withdrawals. [read post]
28 Jul 2020, 3:00 am by John Jenkins
Federal law requires executives to disclosure equity stakes in their own firm through regulatory filings that investors pore over for clues about potential share price swings. [read post]
17 Jul 2020, 5:51 am
Mahoney, Council of Institutional Investors, on Wednesday, July 15, 2020 Tags: Accounting standards, China, Council of Institutional Investors, Emerging markets, Financial reporting, Institutional Investors, International governance, Investor protection, Listing standards, NASDAQ, PCAOB, Securities fraud, Securities regulation The Long-Term Impact of the Pandemic on Corporate Governance… [read post]
10 Jul 2020, 5:58 am
Graham (Duke University), on Monday, July 6, 2020 Tags: Accounting, Accounting standards, Audits, Disclosure, Earnings announcements, Earnings disclosure, Financial reporting, Firm performance, Information environment, Securities regulation Five Ways a Sustainability Strategy Provides Clarity During a Crisis Posted by Thomas Singer, The Conference Board, Inc., on Monday, July 6, 2020 Tags: Boards of… [read post]
3 Jul 2020, 9:22 am by Angelo A. Paparelli
Both the H-1B and J-1 categories can assert an economic claim of comparable merit to EB-5 immigrant investors who must directly or indirectly create jobs based on economic modeling (but are not subject to the June bans) or international entrepreneur [read post]
3 Jul 2020, 9:22 am by Angelo A. Paparelli
Both the H-1B and J-1 categories can assert an economic claim of comparable merit to EB-5 immigration investors who must directly or indirectly create jobs based on economic modeling (but are not subject to the June bans) or i [read post]
15 May 2020, 6:00 am
Hickok (Pepper Hamilton LLP), on Thursday, May 14, 2020 Tags: Bankruptcy, Class actions, COVID-19, Derivative suits, Disclosure, SEC, Section 10(b), Securities litigation, Securities regulation, Shareholder suits Human Capital, Front and Center Posted by Robert Main, Marc Lindsay, and Amy Hernandez, Sustainable Governance Partners, on Thursday, May 14, 2020 Tags: Boards of Directors, Compensation… [read post]
8 May 2020, 5:58 am
Nardali, K&L Gates LLP, on Saturday, May 2, 2020 Tags: COVID-19, Equity-based compensation, Executive Compensation, Incentives, Institutional Investors, Repricings, Stock options, Taxation, Underwater options Institutional Investors Signal: A Mix of Tougher Standards and Heightened Flexibility for the 2020 Proxy Season Posted by Andrew R. [read post]
6 May 2020, 5:44 am
Posted by Ofer Eldar (Duke University) and Michael Wittry (Ohio State University), on Wednesday, May 6, 2020 Editor's Note: Ofer Eldar is an Associate Professor of Law and Finance at the Duke University School of Law and Michael Wittry is Instructor of Finance at the Fisher College of Business at The Ohio State University. [read post]
The Federal Energy Regulatory Commission (“FERC” or “Commission”) issued on April 16, 2020 two orders[1] largely denying requests for rehearing of its prior decisions that, among other things, subjected to minimum offer price thresholds energy resources participating in PJM Interconnection, L.L.C. [read post]
15 Apr 2020, 1:16 pm by Mark Weidemaier
  That makes it relatively easy for dissident investors to block a restructuring. [read post]
27 Mar 2020, 6:01 am
Rex Fuqua Distinguished Professor of International Management at Duke University Fuqua School of Business. [read post]
27 Mar 2020, 6:01 am
Garrett (Duke University) and Gregory Mitchell (University of Virginia), on Tuesday, March 24, 2020 Tags: Compliance & ethics, Compliance and disclosure interpretation, Corporate crime, Misconduct, Securities enforcement The Impact of COVID-19 on Performance-Based Compensation Programs Posted by Scott A. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
Securities and Exchange Commission (SEC) announced that actor and famed martial artist Steven Seagal pumped up an initial coin offering (ICO) without telling investors he was getting paid a promotional fee to do so. [read post]
17 Feb 2020, 8:24 am by Bob Ambrogi
The firm clearly liked what it saw, since it then signed on as Ping’s first enterprise client and also became an investor. [read post]