Search for: "FIDELITY FUNDING COMPANY"
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19 Jun 2011, 1:06 am
In that case, shareholders in a Janus mutual fund sued Janus Capital Management LLC, the management company for the fund, in connection with alleged fraudulent disclosures in the fund's prospectus. [read post]
17 Nov 2017, 3:21 pm
Lawson claimed that in 2005 she spotted what she believed were accounting irregularities at Fidelity that allowed the company to charge millions of dollars in excessive fees to mutual fund shareholders. [read post]
4 Mar 2014, 1:08 pm
” The case was brought by employees of privately held companies (collectively FMR) that provided advisory and management services to a publicly held mutual fund – the Fidelity family of mutual funds. [read post]
14 Sep 2011, 11:00 pm
One problematic provision in the new guidelines is the requirement in Section 2.1.9 which states that any homeowners association engaging the services of a management company must show proof that the management company maintains fidelity insurance naming the association as an obligee in an amount (1) not less than the estimated maximum of funds, including reserve funds, in the custody of the owners association or management agent at any given time during… [read post]
30 Sep 2008, 8:04 pm
(3) The written agreement provided pursuant to this subdivision includes, but is not limited to, the name and address of the bonding companies, the amount of the bonds, and the expiration dates of the bonds [read post]
9 Jun 2014, 4:31 am
The Fidelity funds themselves have no employees. [read post]
27 Dec 2015, 6:23 am
Other extremely distressed debt includes energy company Magnum Hunter Resources Corp. and troubled Spanish gambling company Codere SA. [read post]
12 Mar 2014, 8:57 am
But those reforms will require political will (and a greater fidelity to the state rather than to individual ideologies and programs) than has been much in evidence from these papers. [read post]
2 Feb 2011, 10:16 am
In addition, employee defalcation insurance –commonly called fidelity bonds—are a must. [read post]
18 Feb 2010, 2:15 pm
Mutual fund companies often create target-date funds by bundling existing funds. [read post]
30 Mar 2012, 2:48 pm
The charges apparently relate to the various companies Elia started in 2000 out of Florida, including International Consultants and Investment Group Limited Corp., International Consultants and Enterprises, Inc., Vision Equities, Inc., Vision Equities Fund II, LLC, and Vision Equitieis Fund III, LLC. [read post]
10 Mar 2015, 11:24 am
Although the final Manager Rules remain almost unchanged from the temporary emergency rules, some key elements were clarified, which include but are not limited to the following: • Term for initial license renewal and annual renewals;• Insurance deductible requirements for management companies;• Fidelity insurance requirements; and• Deposit of funds requirements. [read post]
25 Jan 2008, 7:21 am
The program provides grants ranging from $2 million to $10 million in matching funds to qualified property insurance companies. [read post]
19 Mar 2014, 1:45 pm
The Fidelity mutual funds were not parties to the suit, and the mutual funds are not owned, controlled, or affiliated with FMR. [read post]
1 Jul 2009, 7:49 am
Mutual fund companies often create target-date funds by bundling existing funds, which enables the fund companies to collect more fees than investors understand they are paying. [read post]
29 Mar 2010, 5:00 am
That doesn’t mean that mutual fund companies cannot use social media. [read post]
21 May 2013, 9:00 am
§ 1514A, forbids a publicly traded company, a mutual fund, or “any ... contractor [or] subcontractor ... of such company [to] ... discriminate against an employee in the terms and conditions of employment because of” certain protected activity. [read post]
13 Jun 2015, 5:11 am
Avon’s insurance company, BancInsure, agreed to provide coverage under a D & O policy. [read post]
26 Aug 2015, 7:19 am
The financing round was led by Fidelity Management & Research Company and Delos Capital Fund. [read post]
11 Mar 2014, 9:31 am
The mutual funds were not parties to the action because, as is common in the mutual fund industry, the Fidelity funds had no employees. [read post]
