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First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:24 pm
FMR LLC, No. 10-2240, 2012 U.S. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Rules That SOX Whistleblower Protections Do Not Apply to Employees of a Contractor or Subcontractor of a Public Company
8 Feb 2012, 9:35 am by William McGrath
FMR LLC, 724 F. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
No Whistleblower Protection for Contractors of Public Companies
8 Feb 2012, 2:00 am by Stephanie Figueroa
FMR LLC, ruling that the Sarbanes-Oxley whistleblower provision does not cover employees of a public company’s contractor or subcontractor if the employees report violations. [read post]
Securities Law Practice Center - http://seclawcenter.pli.edu
First Circuit Panel: No Sarbanes-Oxley Whistleblower Protection for Employees of Public Companies' Contractors
7 Feb 2012, 9:28 am by James Hamilton
FMR LLC, No. 10-2240, The panel stated that it interpreted the statute differently and reversed the district court's decision. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Fidelity scores on Caterpillar-Bucyrus M&A…
16 Nov 2010, 11:16 am by Michelle Leder
But far more interesting to us was this 13G that FMR LLC (that’s Fidelity Investments) filed just last week disclosing that it owned 7.17% of Bucyrus’ outstanding shares. [read post]
footnoted.org - http://www.footnoted.org
What’s New at the SEC in October
13 Oct 2010, 8:46 am by Kara OBrien
FMR LLC that the Sarbanes-Oxley whistleblower protections apply to employees of private investment  firms that operate and advise mutual funds. [read post]
Securities Law Practice Center - http://seclawcenter.pli.edu
Federal Court Finds SOX Whistleblower Provisions Cover Employees of Private Firms Acting Under Contract to Public Mutual Funds
21 May 2010, 3:26 pm by Allen B. Roberts
FMR LLC (pdf) that SOX coverage can apply not only to employees of publicly traded companies, but to employees of private management services firms as well. [read post]
Whistleblowing & Compliance Law Blog - http://www.whistleblowingcompliancelaw.com/
Federal Court Finds SOX Whistleblower Provisions Cover Employees of Private Firms Acting Under Contract to Public Mutual Funds
21 May 2010, 11:26 am by Allen B. Roberts
FMR LLC (pdf) that SOX coverage can apply not only to employees of publicly traded companies, but to employees of private management services firms as well. [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
SOX Whistleblower Protections at Mutual Fund Companies
12 Apr 2010, 5:00 am by Doug Cornelius
The mutual funds hired FMR LLC and other Fidelity affiliates to act as advisers to the funds and those advisers have the employees. [read post]
Compliance Building - http://www.compliancebuilding.com
Sarbanes-Oxley Whistleblower Protections Cover Employees of Mutual Fund Firms
6 Apr 2010, 5:00 am by Jennifer S. Taub
Zang sued Fidelity Management & Research Company, FMR Co., Inc., and FMR LLC. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/