Search for: "Federated Capital Corporation" Results 101 - 120 of 6,228
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
  An adviser may qualify as an ERA if (i) it solely advises “private funds”[2] and has assets under management in the United states of less than $150 million or (ii) it solely advises “venture capital funds. [read post]
            The article provides an overview of recent ASIC enforcement action in response to concerns of greenwashing misconduct, ranging from warning letters, infringement notices and undertakings to civil penalty proceedings in the Federal Court of Australia. [read post]
13 Feb 2024, 9:09 am by CFM Admin
Introduction The Corporate Transparency Act (the “CTA”) is a new federal law that went into effect on January 1, 2024 (the “Effective Date”) and requires certain entities (a “Reporting Company”) to file a report (a “BOI Report”) with the Financial Crimes Enforcement Network (“FinCEN”) disclosing, among other things, beneficial ownership information (including names, dates of birth, residential addresses, and passport… [read post]
13 Feb 2024, 8:44 am by Holly
  Similarly, “ownership interest” is intended to capture all ownership options, such as capital or profit interest, equities, stocks, futures, options, and any other mechanism through which an individual’s ownership is established. [read post]
9 Feb 2024, 8:59 am by jeffreynewmanadmin
(KBCM) (collectively, Key), agreed to pay a $10 million penalty; Lincoln Financial Advisors Corporation, together with Lincoln Financial Securities Corporation (collectively, Lincoln), agreed to pay an $8.5 million penalty; U.S. [read post]
9 Feb 2024, 7:24 am by Guest Author
  Adequate Revenues: Based on both the preamble and operative sections of the Act, the Board must establish standards and procedures that provide rail carriers with adequate revenue levels so that they can earn a reasonable and economic profit or return (or both) on the capital they employ. [read post]
7 Feb 2024, 9:01 pm by renholding
Comments on the NPR will be due 60 days after publication in the Federal Register. [read post]
6 Feb 2024, 1:36 pm by Jeff Dodd
Dodd also represents investors, including venture capital funds and other private investors, with their investments in their portfolio companies. [read post]
5 Feb 2024, 10:00 pm by Sherica Celine
Insured Depository Institution and Depository Institution Holding Company Mergers and Acquisitions Acquiring an IDI and their holding companies involves a host of regulatory considerations, including state and federal banking laws, corporation laws, and antitrust considerations. [read post]
5 Feb 2024, 6:32 am
On January 21, Exxon Mobil Corporation initiated litigation against two activist investors, asking a Texas federal court to declare that Exxon may properly exclude the activists’ climate-related shareholder proposal from the company’s 2024 proxy statement. [read post]
5 Feb 2024, 6:32 am
On January 21, Exxon Mobil Corporation initiated litigation against two activist investors, asking a Texas federal court to declare that Exxon may properly exclude the activists’ climate-related shareholder proposal from the company’s 2024 proxy statement. [read post]
2 Feb 2024, 4:17 am by Chris Seaton
Vince McMahon bought his father’s company, the Capital Wrestling Corporation, in 1982 with designs of taking what Vince Senior dubbed the “World Wide Wrestling Federation” to a national audience. [read post]
2 Feb 2024, 3:00 am by Jim Sedor
Influential corporations and other special interest groups wanting a say in policy decisions beefed up their lobbying game, and not just on K Street. [read post]
1 Feb 2024, 9:05 pm by Brian Connor
Many audiences, including individuals and corporations, participate in the tax process, and vary in sophistication. [read post]
31 Jan 2024, 9:01 pm by renholding
If the court rules in Jarkesy’s favor on his Seventh Amendment claim, the SEC may be required to bring certain civil penalty actions for securities violations in federal court. [read post]
30 Jan 2024, 11:17 am by Neil H. Buchanan
  During my judicial clerkship a few years later, one of the largest parts of the federal appellate docket involved case after case in which health insurers had been "creatively" redefining the concept of preexisting conditions and finding other ways to deny coverage to sick people, in some cases directly causing people to die of illnesses that were treatable and should have been covered.Even so, the health insurance complex did everything that it could to stop the ACA, just… [read post]
30 Jan 2024, 11:07 am by Matt Roberts
  Generally, federal courts defer to the IRS’s summons power. [read post]
30 Jan 2024, 9:50 am by Kevin LaCroix
The Federal Rules of Evidence Advisory Committee in its 2000 notes to Fed. [read post]
28 Jan 2024, 9:01 pm by renholding
  Entering 2024, ongoing international instability, rapidly changing technology and the United States presidential campaign are certain to impact the corporate landscape. [read post]