Search for: "Fields v. U.S. Securities and Exchange Commission" Results 101 - 120 of 207
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13 Nov 2017, 8:05 am by Sarah Grant
The commission then turned to the primary task for the session: the questioning of FBI Special Agent Stephen Gaudin, currently chief of the FBI office at the U.S. embassy in Abu Dhabi. [read post]
13 Nov 2017, 8:05 am by Sarah Grant
The commission then turned to the primary task for the session: the questioning of FBI Special Agent Stephen Gaudin, currently chief of the FBI office at the U.S. embassy in Abu Dhabi. [read post]
1 Nov 2017, 10:21 am by Renae Lloyd
 The Securities and Exchange Commission (SEC) The SEC stands for the Securities and Exchange Commission. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
 The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
30 Jun 2017, 6:00 am by Doug Cornelius
Securities and Exchange Commission, according to people familiar with the matter.If ultimately nominated by U.S. [read post]
21 May 2017, 9:35 pm by Jake Siegel
Securities and Exchange Commission (SEC), some states enforced additional standards on the securities market as well. [read post]
3 Apr 2017, 3:14 pm by Jordan Brunner
Prosecutor Army Colonel Robert Swann jumps to it, continuing his direct examination of an anonymous U.S. army captain from yesterday. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
30 Mar 2016, 4:00 am by Ken Chasse
A 2002 study commissioned by the U.S. [read post]
23 Feb 2016, 7:36 am by Ken Herzinger
The leaders of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 19-20 at the annual SEC Speaks conference in Washington, D.C. [read post]
19 Feb 2016, 6:00 am by Doug Cornelius
Securities and Exchange Commission don’t deny making hundreds of thousands of dollars on a tip about a billion-dollar deal. [read post]
8 Sep 2015, 5:08 pm by Kevin LaCroix
  First, in a July 8, 2015 decision in Acevedo v. [read post]