Search for: "Financial Security Assurance, Inc."
Results 101 - 120
of 627
Sorted by Relevance
|
Sort by Date
18 Apr 2019, 11:49 am
Scott Silver is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
30 Mar 2012, 2:48 pm
., International Consultants and Enterprises, Inc., Vision Equities, Inc., Vision Equities Fund II, LLC, and Vision Equitieis Fund III, LLC. [read post]
6 Oct 2011, 11:37 am
Kanan Fashions, Inc., No. 10 CV 331, 2011 WL 4396912 (N.D. [read post]
14 Feb 2018, 2:57 pm
ANZ Securities, Inc. [read post]
23 Apr 2012, 10:33 am
(Assurant), American Bankers Insurance Co. of Florida (Assurant), Meritplan Insurance Co., American Modern Home Insurance Co., Empire Fire and Marine Insurance Co., and Fidelity and Deposit Co. of Maryland. [read post]
26 Nov 2019, 7:02 am
AXA Advisors LLC The Equitable Lie Assurance Society of the United States Su, Zachary JP Morgan Securities World Financial Group Uwechue, Anthony JP Morgan Securities Chase Investment Serivces Wright, Tiana Northwestern Mutual Investment Services Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
18 Sep 2008, 4:41 pm
Taxpayers now own 80% of American International Group, Inc., as a result of an $85 billion "bridge" loan. [read post]
20 Jan 2009, 5:30 am
Although selling-away is often cited as the basis for disciplining brokers and advisers, Ameriprise and its brokerage unit Securities America, Inc. is the only large financial firm to have been disciplined in recent months for selling-away violations. [read post]
27 Oct 2016, 8:48 am
Based on these investigations, OCR concluded that while OHSU initially adopted HIPAA Policies, the reported breaches were the result of a series of widespread and ongoing breaches of HIPAA resulted including the following: From January 5, 2011, until July 3, 2013, OHSU disclosed the ePHI of 3,044 individuals in violation of Privacy Rules §§160.103 and 164.502(a) when workforce members disclosed the ePHI to a third party internet-based service provider without obtaining a business associate… [read post]
14 Dec 2022, 1:23 pm
Indeed, the dismissal of the COVID-19-related lawsuit against online education firm K-12, Inc. was recently affirmed by the F [read post]
16 Jul 2023, 7:48 pm
(CRD#:23769), SCOTTSDALE, AZ, B, 09/01/2006 – 03/23/2009, SUMMIT BROKERAGE SERVICES, INC. [read post]
20 Mar 2020, 11:07 am
However, the Commission is taking pains to assure market participants that it is still business as usual at the SEC. [read post]
23 Apr 2012, 10:00 pm
As reported on Friday, December 10, 2010 in the FCPA Blog and by others, RAE Systems, Inc., (RAE) a California-based gas detection company settled Foreign Corrupt Practices Act (FCPA) charges on this date with the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) for $2.9 million. [read post]
19 Mar 2020, 2:12 pm
Among the numerous companies hit with #MeToo-related management liability lawsuits in the late 2017 to early 2019 time frame was the national pizza restaurant company Papa John’s International Inc. [read post]
6 Apr 2010, 1:58 am
" Security Capital Assurance: In a March 31, 2010 order (here), Southern District of New York Judge Deborah A. [read post]
9 Feb 2024, 12:40 pm
Despite assurances of safety and profitability, Woods’s actions demonstrated a flagrant abuse of trust, ultimately causing financial ruin to hundreds of victims across 20 different states. [read post]
18 Jan 2011, 9:35 am
2010 was a big year in securities enforcement. [read post]
30 Apr 2019, 10:23 am
However, the FAQs also state a covered entity or its business associates won’t be responsible for the security of the data shared to the app unless it sponsors or provides it. [read post]
1 Feb 2010, 4:19 pm
Textron Inc. v. [read post]