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9 May 2023, 9:01 pm by renholding
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
8 May 2023, 4:01 am by Peter Mahler
First, there’s the buy-out appraisal under Business Corporation Law § 1118 triggered by a minority shareholder’s petition for judicial dissolution. [read post]
30 Apr 2023, 5:37 am by Mavrick Law Firm
Continue reading → The post MIAMI BUSINESS LITIGATION: TRADEMARK INFRINGEMENT AND CONSUMER CONFUSION appeared first on Florida Business Litigation Lawyer Blog. [read post]
24 Apr 2023, 6:28 am by sydneygallek
’ Further, the CFPB sued Encore Capital Group, Inc.; its subsidiaries, Midland Funding, LLC; Midland Credit Management, Inc.; and Asset Acceptance Capital Corp for violating a consent order from a 2015 judgment. [read post]
20 Apr 2023, 9:05 pm by renholding
SEC Reforms to Rule 10b5-1 for Share Buybacks The SEC adopted rules on December 14, 2022 that set out new requirements for the safe harbor, with companies (other than smaller reporting companies) required to comply with the new disclosure requirements in their filings for the first full fiscal period beginning on 1 April 2023.[7] The new amendments include: A cooling-off period for directors and officers of 90 days following the adoption of the Rule 10b5-1 Trading Arrangement or two… [read post]
17 Apr 2023, 7:03 am by The White Law Group
   According to his FINRA BrokerCheck profile, Perera was reportedly affiliated as a broker with the following firms among others:  04/18/2018 – 09/12/2022, AEGIS CAPITAL CORP. [read post]
10 Apr 2023, 3:31 pm by Silver Law Group
Surage Perera (Surage Roshan Perera CRD# 4716321) is a broker who was last registered with Aegis Capital Corp. [read post]
10 Apr 2023, 11:49 am by The White Law Group
 The claim further alleges investment losses in Healthcare Trust Inc and Franklin BSP Lending Corp. [read post]
5 Apr 2023, 2:05 pm by The White Law Group
    SEC Sanctions Packerland Brokerage Services    In 2017, the SEC reportedly settled charges against Packerland Brokerage Services, Inc. and Atlas Capital Management Corp. [read post]
5 Apr 2023, 12:36 pm by The White Law Group
(CRD#:40077), NEW YORK, NY,   B, 09/28/2006 – 10/17/2022, NEWBRIDGE SECURITIES CORPORATION (CRD#:104065), HAUPPAUGE, NY  B, 02/26/2002 – 09/29/2006, FIRST MONTAUK SECURITIES CORP. [read post]
2 Apr 2023, 6:00 am by Rob Robinson
The first quarter of 2023 saw a moderate level of M&A+I activity in the eDiscovery ecosystem. [read post]
27 Mar 2023, 9:05 pm by renholding
In a new article, I provide a multi-disciplinary analysis of both the ongoing FTX bankruptcy and the crypto sector’s[1] broader crisis – which has claimed a dozen major players, including regulated lender Silvergate Capital Corp. [read post]
27 Mar 2023, 9:01 pm by renholding
Finally, we address several other notable developments in the federal courts, including: the Ninth Circuit upholding the dismissal of a securities class action after reaffirming its standard for non-actionable “puffery”; the First Circuit’s further guidance as to when statements regarding a product may be materially misleading under the PSLRA; and the Ninth Circuit becoming the second circuit court in less than a year to hold that social media posts can count as… [read post]
10 Mar 2023, 7:24 am by Greco & Greco, P.C.
Craffy had been registered with Monmouth Capital Management and previously was registered with Newbridge Securities Corp. [read post]
9 Mar 2023, 12:55 pm by Kevin LaCroix
VCPM was formed by Victory Park Capital Advisors, LLC (Victory Park). [read post]
8 Mar 2023, 7:58 am by Bright!Tax Writers
S-Corps S-Corps aren’t a business structure, but rather a tax classification. [read post]
8 Mar 2023, 7:58 am by Bright!Tax Writers
S-Corps S-Corps aren’t a business structure, but rather a tax classification. [read post]
1 Mar 2023, 11:45 am by Steve Bainbridge
In the preceding post, I noted how even prominent social justice warrior CEO like Marc Benioff is embracing shareholder capitalism during the present economic turmoil. [read post]