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5 Apr 2023, 9:01 pm
Further, the assets managed just by private funds, now at approximately $25 trillion in gross assets, have surpassed the size of the entire U.S. commercial banking industry of approximately $23 trillion. [read post]
2 Apr 2023, 6:00 am
“Nancy Berger treated the village as her personal bank account and abused the public’s trust,” DiNapoli said. [read post]
2 Apr 2023, 6:00 am
“Nancy Berger treated the village as her personal bank account and abused the public’s trust,” DiNapoli said. [read post]
31 Mar 2023, 9:00 am
Danske Bank pled guilty to one count of conspiracy to commit bank fraud and paid penalties and restitution totaling $2.06 billion to resolve the investigation. [read post]
31 Mar 2023, 2:41 am
Gary Fineout reports for POLITICO. [read post]
30 Mar 2023, 8:30 am
SEC Chair Gary Gensler offers advice on the truth about what to consider when a celebrity endorses an investment. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
16 Mar 2023, 9:05 pm
IN THE NEWS The Board of Governors of the Federal Reserve System announced a new program to provide funding to banks, in light of the recent Silicon Valley Bank collapse. [read post]
15 Mar 2023, 9:01 pm
These statements were issued on March 15, 2023, by Gary Gensler, chair of the U.S. [read post]
12 Mar 2023, 2:05 pm
In the later part of 2022 alone, the SEC launched investigations into the ESG investment funds of Goldman Sachs, Deutsche Bank, and New York Mellon, the last of which ended up settling for about one million U.S. dollars. [read post]
10 Mar 2023, 8:17 am
Wells Fargo Won’t Refund Stolen Gov’t Payments, Suit AllegesLaw360 – March 9, 2022 (subscription required) All in all, this wasn’t a very good week for Securities and Exchange Commission Chairman Gary Gensler’s fight to win regulatory control over cryptocurrencies. [read post]
8 Mar 2023, 6:14 am
”The letter also criticized current SEC Chair Gary Gensler for, in the drafters’ view, deviating in recent rulemakings from a more principles-based approach to public company disclosures to a more prescriptive approach. [read post]
13 Feb 2023, 10:27 am
According to the SEC’s rulemaking agenda, SEC Chairman Gary Gensler intends to amend the accredited investor definition by increasing the annual income and net worth thresholds. [read post]
7 Feb 2023, 9:01 pm
These remarks were delivered on February 7, 2023, by Gary Gensler, chair of the U.S. [read post]
27 Jan 2023, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Tuesday, January 24, 2023 Tags: Board of Directors, Corporate governance, Elon Musk, Shareholder activism, shareholder advocacy, Twitter ISS Updates Frequently Asked Questions for Equity Compensation Plans, Peer Group Selection and Compensation Policies Posted by Shaun Bisman and Jared Sorhaindo, Compensation Advisory Partners, on Wednesday, January 25, 2023 Tags: CARES Act, CEOs, EPSC, ISS, Proxy voting, S&P Dow Jones SEC… [read post]
27 Jan 2023, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Tuesday, January 24, 2023 Tags: Board of Directors, Corporate governance, Elon Musk, Shareholder activism, shareholder advocacy, Twitter ISS Updates Frequently Asked Questions for Equity Compensation Plans, Peer Group Selection and Compensation Policies Posted by Shaun Bisman and Jared Sorhaindo, Compensation Advisory Partners, on Wednesday, January 25, 2023 Tags: CARES Act, CEOs, EPSC, ISS, Proxy voting, S&P Dow Jones SEC… [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
19 Jan 2023, 1:36 am
National/Federal Billions at Stake as Online Fundraising Practices Turn Off Voters MSN – Jessica Piper (Politico) | Published: 1/17/2023 Llyod Cotler, the founder of Banter Messaging, advises friends and family to write a check if they want to make political contributions and avoid online giving, lest their emails and phone numbers end up on lists that recirculate through the campaign world for eternity. [read post]
