Search for: "GREGORY HARRIS" Results 101 - 120 of 416
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23 May 2019, 7:47 am by Silver Law Group
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bang, Gregory   NYLife Securities LLC   Bishop, Tywan   Charles Schwab & Co, Inc   ETrade   Block, Gabriel   First Standard Financial Company LLC… [read post]
14 May 2019, 8:27 am by MOTP
Approximately one month later, Sekumade again amended his answer, moved to transfer venue to Brazoria or Harris County, and asserted a counterclaim for breach of contract. [read post]
26 Apr 2019, 5:55 am
Securities and Exchange Commission, on Sunday, April 21, 2019 Tags: Institutional Investors, Investor protection, Proxy advisors, Proxy voting, Regulation NMS, SEC, Securities regulation, Shareholder voting Cryptocurrency and Other Digital Assets for Asset Managers Posted by Gregory S. [read post]
11 Apr 2019, 3:58 am by Edith Roberts
Carlton & Harris Chiropractic Inc. and Kisor v. [read post]
9 Apr 2019, 6:30 pm by Gene Takagi
Nine states now have a Domestic Workers Bill of Rights, and Senator Kamala Harris and Representative Pramila Jayapal announced a federal bill of rights for domestic workers late last year. [read post]
16 Feb 2019, 6:41 pm by Norman Gregory Fernandez
It seems like every Tom Dick and Harry coming out of law school thinks that personal injury is really easy, which it is certainly not, and they try to do personal injury. [read post]
8 Feb 2019, 6:04 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, February 2, 2019 Tags: Investment advisers, Investment Advisers Act, No-action letters, Rule 206, SEC, SEC enforcement, Securities regulation Pay Ratio Disclosure at the S&P 500 Posted by Maureen O’Brien, Segal Marco Advisors, on Saturday, February 2, 2019 Tags: Compensation disclosure, Compensation ratios, Executive… [read post]
22 Dec 2018, 6:17 am by William Ford
As both state and non-state hackers continue to launch cyberattacks at the U.S., Gregory Falco and Herb Lin examined what it might mean for “hacking back”—defined broadly as a counter-cyberattack against the initial attacker’s computer—to be considered a violation of the Computer Fraud and Abuse Act. [read post]
15 Dec 2018, 7:00 am by Mikhaila Fogel
Jen Patja Howell shared this week’s episode of Rational Security, in which Tamara Cofman Wittes, Shane Harris and Susan Hennessey discussed L’Affaire Russe, U.S. [read post]
23 Nov 2018, 6:07 am
Soran, and Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, November 18, 2018 Tags: Acquisition agreements, Compliance and disclosure interpretation, Contracts, Covenants, Delaware cases, Delaware law, Materiality, Merger litigation, Mergers & acquisitions A Brief Survey of Environmental, Social, and Governance Disclosure in Canada Posted by Ravipal S. [read post]
12 Sep 2018, 4:09 am by Edith Roberts
” In The Washington Post’s Fact Checker column, Glenn Kessler concludes that California Democratic Senator Kamala Harris’ statement that Kavanaugh “’uncritically used the term “abortion-inducing drugs,” which is a dog whistle term used by extreme anti-choice groups to describe birth control,’” at the hearing was misleading; Kessler awards Harris four Pinocchios. [read post]