Search for: "Governor Financial v."
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11 May 2023, 2:32 am
The Statute passed in New York State in August 2022 is part of a legislative package to “honor and support Holocaust survivors in educational, cultural, and financial institutions,” and to put forth paths to improve education about the Nazi period.[10] The Claims Conference: Conference on Jewish Material Claims Against Germany, an organization that secures material compensation for Holocaust survivors around the world, produced a study in 2020 that examined the knowledge of… [read post]
8 May 2023, 6:38 am
Part (v) of that section of the bill allows professors to be fired for violating laws or university policies. [read post]
4 May 2023, 9:31 pm
Supreme Court granted certiorari in Loper Bright Enterprises v. [read post]
1 May 2023, 3:49 am
A Call for Boycott: FINRA Board of Governors' Cowardly Silence Becomes Thunderous (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
1 May 2023, 3:49 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7020/securities-industry-commentator/ A Call for Boycott: FINRA Board of Governors' Cowardly Silence Becomes Thunderous (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
25 Apr 2023, 1:11 pm
See also ROONEY V. [read post]
24 Apr 2023, 12:50 pm
" The Circuit ignores boasts by Vullo's boss, Governor Cuomo, that her regulatory actions were "forcing the NRA into financial jeopardy. [read post]
23 Apr 2023, 9:01 pm
In this context, I would note we have proposals with regard to securities lending,[6] short sale disclosures,[7] and large position reporting for securities-based swaps.[8] Further, the Financial Industry Regulatory Authority is working to enhance post-trade transparency in the fixed-income markets to facilitate greater competition.[9] I will take a moment to elaborate on our work regarding equity markets and private funds.[10] Equity Markets Given the 68 million American households… [read post]
22 Apr 2023, 7:16 pm
Both saw their current early manifestation in the work of the Global Compact, and particularly its Who Cares Wins: Connecting Financial Marketsto a Changing World. [read post]
11 Apr 2023, 3:48 am
” The memo has become the basis for Republican lawmakers accusing the FBI of developing an anti-Catholic bias in the wake of last year’s Supreme Court decision overturning Roe v. [read post]
9 Apr 2023, 9:05 pm
Most recently and notably, in 2020, in Kelly v. [read post]
4 Apr 2023, 7:35 am
While the bill awaits the state governor’s assent, it has received great opposition, especially from private hospitals and healthcare enterprises. [read post]
3 Apr 2023, 6:39 am
Some more from Justice Brennan in Garrison v. [read post]
23 Mar 2023, 9:05 pm
In West Virginia v. [read post]
22 Mar 2023, 12:33 pm
This was supported in precedent in the decision R v Ramzy 2014 ONCJ 30 (CanLii), where, if a public officer was directed by a supervising public officer [read post]
21 Mar 2023, 5:01 am
" The Circuit ignores boasts by Vullo's boss, Governor Cuomo, that her regulatory actions were "forcing the NRA into financial jeopardy. [read post]
20 Mar 2023, 9:05 pm
But in a series of decisions, culminating in Kelly v. [read post]
20 Mar 2023, 3:55 am
JOIN TODAY -- FREE MEMBERSHIP (BrokeAndBroker.com Blog) MIGUEL LUNA PEREZ, PETITIONER v. [read post]
14 Mar 2023, 4:00 am
In Urso v. [read post]
13 Mar 2023, 4:17 am
FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
