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5 Oct 2022, 1:35 pm by Silver Law Group
The $100 million market valuation of Hometown International (HWIN), a publicly traded company whose sole asset is a small deli in rural New Jersey, has prompted a prominent hedge fund manager to sound the alarm about “quasi-anarchy” in the market. [read post]
4 Oct 2022, 7:00 am by Silver Law Group
Silver Law Group represents individual investors and institutions in claims against investment advisors, brokerage firms, hedge funds and others. [read post]
30 Sep 2022, 2:26 pm by Silver Law Group
They’re used by startups and companies who need to raise cash but aren’t interested in the structure of an initial public offering, or IPO, utilizing hedge funds. [read post]
30 Sep 2022, 6:47 am by Silver Law Group
In the first one, filed on 5/19/2020, this customer dispute alleged that in the January 2019 time frame, Seijas recommended investments into a fraudulent hedge fund. [read post]
29 Sep 2022, 10:31 am by Mark Astarita
The Securities and Exchange Commission today charged Justin Costello for using a false persona, as a Harvard-educated military veteran and hedge fund billionaire, to defraud investors out of millions of dollars. [read post]
26 Sep 2022, 7:33 am by Grace Schepis
[The firm] has broad experience representing hedge fund and private equity firms in a variety of disputes . . . [read post]
22 Sep 2022, 1:56 pm by Silver Law Group
The post Did Your Hedge Fund Or Other Investment Company Make False Performance Claims appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Sep 2022, 6:42 am
  Carried interest is compensation paid to general partners of private equity, venture capital, and hedge funds and is tied to a fund’s performance. [read post]
8 Sep 2022, 6:12 am by Dan Bressler
He later left the SEC and joined One River Asset Management, a cryptocurrency hedge fund that focuses on Bitcoin and Ether. [read post]
Instead, like many of those who invested in this luxury student housing near the University of Austin in Texas, you may be hoping to somehow recoup your investment from the liquidation agreement reached with property manager Nelson Partners and the $17.5M verdict won against the hedge fund Axonic Capital. [read post]
2 Sep 2022, 2:15 pm by Silver Law Group
As the name suggests, it’s an alternative form of fundraising by hedge funds as well as startups and companies who aren’t ready to or interested in issuing an IPO (initial public offering.) [read post]
30 Aug 2022, 1:01 am by rhapsodyinbooks
That same year Baker was hired by the NAACP Legal Defense and Educational Fund (LDF) as a civil rights lawyer. [read post]
27 Aug 2022, 9:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6635/securities-industry-commentator/Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)US Department of Labor orders Wells Fargo to pay more than $22M for retaliating against executive that alleged financial… [read post]
  Already, one claimant reached a $580K settlement over their UBS YES losses, as well as losses involving purportedly unsuitably recommended hedge funds, structured notes, and private equity fund recommendations. [read post]
22 Aug 2022, 1:01 am by rhapsodyinbooks
Soros had success with a couple of hedge funds he founded, and began using his vast wealth to support various philanthropic causes. [read post]
19 Aug 2022, 4:00 am by Jim Sedor
Kyrsten Sinema, who single-handedly thwarted her party’s longtime goal of raising taxes on wealthy investors, received nearly $1 million over the last year from private equity professionals, hedge fund managers, and venture capitalists whose taxes would have increased under the plan. [read post]
7 Aug 2022, 11:47 am by Bill Henderson
  Dalio, in contrast, runs Bridgewater, the world’s largest hedge fund. [read post]