Search for: "INFORMATION STRATEGIES, INC." Results 101 - 120 of 4,218
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15 Nov 2023, 6:26 am by jeffreynewmanadmin
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 9:01 pm by renholding
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 6:31 am
Both corporations and shareholders should stay informed on this important issue. [read post]
14 Nov 2023, 6:31 am
Both corporations and shareholders should stay informed on this important issue. [read post]
13 Nov 2023, 5:05 am by centerforartlaw
Christie’s Fine Art Storage Services, Inc., a similar suit was brought against Christie’s in a New York state court by the property insurer for the estate of American artist LeRoy Neiman, whose art collection was damaged by Hurricane Sandy’s floodwaters .[13] Mirroring the AXA case, the New York state court’s final ruling, declared that in their contract with Christie’s Fine Art Storage Services, Neiman, had waived their insurers’ right to sue as a… [read post]
12 Nov 2023, 9:01 pm by renholding
The SEC found this information gap to reflect a failure to maintain disclosure controls and procedures. [read post]
8 Nov 2023, 10:14 pm by D. Daxton White
No matter how you initially hear about them, it’s important to read the prospectus, which provides detailed information related to the ETFs’ investment objectives, principal investment strategies, risks, and costs. [read post]
8 Nov 2023, 9:05 pm by renholding
Like mutual funds, CITs are pooled investment vehicles that combine assets from eligible investors into a single fund with a specific investment strategy. [read post]
8 Nov 2023, 8:39 am by Kevin O'Keefe
Running on the LexBlog, Inc. blogging and publishing platform, Lou amplifies the passion, care and expertise of blogging lawyers while advancing secondary law and making legal information more accessible. [read post]
6 Nov 2023, 6:31 am
The Securities and Exchange Commission (SEC) announced new rules in July 2023, requiring public companies to disclose their information security risk management strategies and governance practices annually, and quickly report any material cybersecurity incidents (see ISS Insights: SEC Cybersecurity Rules Set New Hurdles for Public Companies).[2] As these mandates come into effect, businesses should consider not only how to comply with the new rules, but also how they can best… [read post]
6 Nov 2023, 6:31 am
The Securities and Exchange Commission (SEC) announced new rules in July 2023, requiring public companies to disclose their information security risk management strategies and governance practices annually, and quickly report any material cybersecurity incidents (see ISS Insights: SEC Cybersecurity Rules Set New Hurdles for Public Companies).[2] As these mandates come into effect, businesses should consider not only how to comply with the new rules, but also how they can best… [read post]
3 Nov 2023, 4:26 pm by Kevin O'Keefe
First, it helps users find topics to write about and organize strategies for identifying sources and gathering facts. [read post]
Global firms should have a cross-border coordinated response strategy, including with regards to communications with regulators and customers. [read post]
Global firms should have a cross-border coordinated response strategy, including with regards to communications with regulators and customers. [read post]