Search for: "JOHN SARBANES"
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23 Jan 2019, 4:13 pm
“If you are a furloughed federal employee, or a family member of a furloughed federal employee, I wanted to share some resources that you may find helpful [banking, utilities, credit unions, telecom, unemployment insurance.) [read post]
11 Jan 2019, 6:30 am
Katz, Wachtell, Lipton, Rosen & Katz, on Monday, January 7, 2019 Tags: Exchange Act, Merger litigation, Mergers & acquisitions, Section 14(e), Securities fraud, Securities litigation, Securities regulation, Shareholder suits, Supreme Court, U.S. federal courts Comments on the SEC Roundtable on Proxy Access Posted by John C. [read post]
11 Jan 2019, 5:00 am
Oregon Democrat Ron Wyden got an early jump with a draft Consumer Data Protection Act that caught attention with high-level corporate disclosure requirements similar to those in the Sarbanes-Oxley law, carrying a risk of criminal charges. [read post]
7 Jan 2019, 8:35 am
John Sarbanes, House Bill 1, the For the People Act, requires any organization involved in political activity to disclose its largest donors, creates a multiple matching system for small donations for political campaigns, and amends rules governing super PACs. [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission, on Wednesday, December 12, 2018 Tags: Audits, Brexit, Capital formation, Cybersecurity, Engagement, Institutional Investors, Investor protection, LIBOR, Proxy voting, Risk management, Sarbanes–Oxley Act, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Preparing for the 2019 Reporting Season Posted by Doug Schnell, Lisa Stimmel… [read post]
25 Nov 2018, 9:01 pm
The Sarbanes-Oxley Act of 2002 (SOX) prohibits issuers from retaliating against whistleblowers. [read post]
25 Oct 2018, 3:00 am
” – John Jenkins [read post]
23 Oct 2018, 7:50 pm
If you look at the pattern from the PSLRA to Sarbanes Oxley to Dodd Frank, the pendulum swing intervals are about seven or eight years. [read post]
28 Sep 2018, 6:15 am
Huennekens, and Jennifer Lee, EY Center for Board Matters, on Monday, September 24, 2018 Tags: Audit committee, Board composition, Boards of Directors, Director qualifications, Disclosure, External auditors, Financial reporting, Sarbanes–Oxley Act, Securities regulation, Transparency, Voluntary Disclosure California Law Awaiting Governor’s Signature Exceeds State’s Jurisdiction Posted by Theodore N. [read post]
24 Aug 2018, 3:00 am
– John Jenkins [read post]
10 Aug 2018, 3:00 am
– John Jenkins [read post]
30 Jul 2018, 9:14 am
John Sarbanes introduced legislation aimed to make several changes to the Lobbying Disclosure Act of 1995 (LDA). [read post]
29 Jun 2018, 3:07 am
SEC Proposes Changes to Whistleblower Program In March, John blogged about the largest whistleblower award to-date – and noted that the SEC has awarded more than $262 million to 53 whistleblowers since the program’s inception in 2012. [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
5 Apr 2018, 8:24 am
Keynote speakers are John Burbank of Passport Capital and Mark Yusko of Morgan Creek Capital Management, with opening remarks from Corey Johnson of Ripple and closing remarks by Don Wilson of DRW. [read post]
16 Mar 2018, 2:03 pm
John Sarbanes, Chair of the Democracy Reform Task Force, released a new “Sunshine Week” video, The Trump Administration's Unprecedented Cloud of Secrecy, March 13. [read post]
15 Mar 2018, 9:01 pm
Let me elaborate.I learned of Ron’s passing from the email sent by a mutual friend, who had been informed by Ron’s ethics book’s co-author, John Dzienkowski. [read post]
2 Mar 2018, 6:09 am
Mahoney, and John C. [read post]
26 Feb 2018, 3:00 am
” – John Jenkins [read post]
29 Jan 2018, 11:28 pm
I would like to thank John for his willingness to publish his article as a guest post on this site. [read post]
