Search for: "JP Morgan Securities Inc."
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21 Jul 2012, 4:33 pm
The motion was filed by James Giddens, the Lehman Brothers Inc. trustee, who sought to affirm the denial of securities claims made by dozens of hedge funds and money managers seeking to get back soft dollar credits in their accounts with Lehman. [read post]
20 Jul 2012, 1:34 pm
Edwards More Blog Posts: Securities Fraud Lawsuit Seeks to Recover $49M From 96 Independent Broker-Dealers Liable Over Sales of Tenant-In-Common Exchanges, Stockbroker Fraud Blog, December 15, 2010 SEC to Push for Money Market Mutual Fund Reform Provisions Despite Opposition, Stockbroker Fraud Blog, July 6, 2012 Barclays LIBOR Manipulation Scam Places Citigroup, Credit Suisse, Deutsche Bank, JP Morgan Chase, and UBS Under The Investigation Microscope, Institutional… [read post]
16 Jul 2012, 7:08 pm
, Bloomberg, July 12, 2012 More Blog Posts: $1.2 Billion of MF Global Inc. [read post]
16 Jul 2012, 8:26 am
Morgan Securities, Inc. made this statement in 1998 when Congress assessed the CFTC’s first efforts to regulate the over-the-counter (OTC) derivatives markets. 1 Derivatives, including credit default swaps (CDS)—the instrument that caused JPMorgan Chase’s recent $2 billion (and mounting 2 ) trading loss—remained unfamiliar to the general public and unregulated for the decade that followed. [read post]
3 Jul 2012, 10:06 am
JP Morgan Chase Bank, N.A. [read post]
31 May 2012, 11:59 am
Other early assignee includes Ericson, IBM, JP Morgan, and Gemalto. [read post]
29 May 2012, 10:36 am
In the run-up to the spectacular Lehman Brothers Holdings Inc. bankruptcy case and the immediate aftermath of the filing, JP Morgan Chase (“JPMC”) received over $8.6 billion dollars from the Lehman entities. [read post]
14 May 2012, 11:25 am
("Ashley") $1.9 million against JP Morgan Securities, LLC ("Morgan") for losses in auction rate securities ("ARS"). [read post]
7 May 2012, 7:09 am
Citigroup Global Markets Inc., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
1 May 2012, 12:58 pm
JP MORGAN CHASE BANK, N.A., ET AL., Appellees/Cross-Claimants/plaintiffs. 3rd District.Appeals -- Timeliness -- Untimely motion for rehearing did not toll rendition of final order for purposes of appeal -- Appeal dismissedIVORY MILES, JR., Appellant, v. [read post]
28 Feb 2012, 6:02 pm
Morgan Securities Inc. [read post]
15 Feb 2012, 2:40 pm
Beside the two major Swiss banks UBS and Credit Suisse, ten foreign banks (Bank of Tokyo-Mitsubishi UFJ, Citigroup Inc., Deutsche Bank Aktiengesellschaft, HSBC Holdings plc, JP Morgan Chase & Co., Mizuho Financial Group Inc., Rabobank Groep N.V., Royal Bank of Scotland Group plc, Société Générale S.A., Sumitomo Mitsui Banking Corporation) and other financial intermediaries are subject to this investigation lead by the Secretariat. [read post]
14 Feb 2012, 1:03 pm
Massachusetts’ subpoena on Friday comes a day after Bank of America, Citigroup Inc., Wells Fargo & Co., JP Morgan Chase & Co., and Ally Financial Inc. agreed to settle for $25 billion allegations accusing them of engaging in abusive mortgage practices. [read post]
13 Feb 2012, 3:40 pm
Beside the two major Swiss banks UBS and Credit Suisse, ten foreign banks (Bank of Tokyo-Mitsubishi UFJ, Citigroup Inc., Deutsche Bank Aktiengesellschaft, HSBC Holdings plc, JP Morgan Chase & Co., Mizuho Financial Group Inc., Rabobank Groep N.V., Royal Bank of Scotland Group plc, Société Générale S.A., Sumitomo Mitsui Banking Corporation) and other financial intermediaries are subject to this investigation lead by the Secretariat. [read post]
9 Feb 2012, 1:41 pm
JP Morgan Chase’s outside counsel included Debevoise & Plimpton partners Andrew Ceresney and Mary Jo White, a former U.S. [read post]
20 Jan 2012, 1:26 pm
It includes Dell Inc., Qwest Communications, Citigroup, UBS Financial Services, Johnson & Johnson, JP Morgan, Deloitte and Touché, and General Electric Company. [read post]
27 Dec 2011, 2:42 pm
Annuity News Now Harrington Investments, Inc., (HII) a socially responsible investment advisory firm has filed shareholder resolutions calling on Citigroup, Bank of America, and JP Morgan Chase to stop indemnifying directors against civil and criminal liabilities. [read post]
23 Dec 2011, 7:06 pm
FINRA Fines Barclays Capital $3 Million for Misrepresentations Related to Subprime Securitizations, FINRA, December 22, 2011 Finra Fines Credit Suisse, Bank of America Over RMBS Errors, Bloomberg, May 26, 2011 More Blog Posts: Morgan Keegan Settles Subprime Mortgage-Backed Securities Charges for $200M, Stockbroker Fraud Blog, June 29, 2011 Investors Want JP Morgan Chase & Co. [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
16 Dec 2011, 10:54 pm
Meantime, JP Morgan must contend with approximately $31 billion in securities class-action cases. [read post]
