Search for: "Metlife Inc" Results 101 - 120 of 250
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20 Jan 2015, 9:08 am by Robert Van De Veire
MetLife Inc. et al. rejected the class certification bid from 212 investors whose claims were based on being the victims of an alleged Ponzi scheme said to involve fraudulent investments sold by agents of MetLife and subsidiary New England Life Insurance Co. [read post]
15 Jan 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law Offices: Two former brokers for MetLife Securities Inc., Christopher Birli and Patrick Chapin, pled guilty to orchestrating an annuity scheme. [read post]
14 Jan 2015, 6:40 am by Adam Weinstein
According to Weaver’s BrokerCheck records, the advisor was registered with MetLife Securities, Inc. from May 2008, until January 2012. [read post]
30 Dec 2014, 4:28 pm by S2KM Limited
Lawsky, Superintendent of Financial Services of the State of New York, Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit Suisse) as defendants was voluntarily dismissed in 2013 without prejudice.Oregon Class Action The 2014 Oregon class action Complaint was filed in U.S. [read post]
14 Dec 2014, 3:55 pm by S2KM Limited
Is the bloom finally off the rose for structured settlement secondary market leader JGWPT Holdings, Inc. [read post]
19 Sep 2014, 7:14 am by Editors
If you are looking for in-house counsel jobs, check out some featured postings from our GoInhouse.com and DataPrivacyCareers.com job boards: Executive Counsel – Labor and Employment – GE, New York NY, Georgia Legal Counsel – Waste Management, Marietta, GA Senior Counsel – Johnson & Johnson, Piscataway, NJ Labor & Employment Counsel – Fortune 500 Company, New Jersey Senior Attorney – Total Petrochemicals & Refining USA, Inc., Houston, TX… [read post]
16 Sep 2014, 8:36 am by D. Daxton White
According to their FINRA Broker Reports, Birli and Chapin were employed by Metlife Securities, Inc. prior to FINRA’s enforcement action. [read post]
14 May 2014, 4:16 am by Daniel Gwertzman
On March 27, 2014, the Financial Industry Regulatory Authority (FINRA) filed a regulatory complaint against two former brokers from MetLife Securities, Inc., a unit of MetLife Inc. [read post]
17 Apr 2014, 7:14 am by Joy Waltemath
Under a proposed settlement agreement submitted to the court on Friday, April 11, Metlife, Inc. would pay $1.97 million to resolve class allegations that it unlawfully failed to pay California financial services representatives (FSR) their commissions, debited their accounts for company operating expenses, and neglected to pay overtime, and/or reimburse them for business expenses (Johnson v Metlife, Inc, CDCal). [read post]
10 Apr 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Christopher Birli and Patrick Chapin, two former brokers for MetLife Securities Inc., allegedly engaged in a seven-year scheme to pump up commissions by having customers switch $21 million in annuities. [read post]
9 Apr 2014, 2:48 pm by D. Daxton White
According to Reuters, two former brokers for MetLife Securities Inc, Christopher Birli and Patrick Chapin, have been accused of orchestrating a scheme to generate inflated commissions by switching clients’ variable annuities. [read post]
21 Mar 2014, 9:49 am by D. Daxton White
Hanauer & Co from 12/2008 – 09/2009, Wachovia Securities from 10/2007 – 12/2008, and Metlife Securities Inc from 06/2007 -10/2007. [read post]
3 Feb 2014, 7:12 am by S2KM Limited
Stock Market Prices JGWPT Holdings, Inc. - JGWPT Holdings IPO, which occurred November 8, 2013, was poorly received with JGWPT Inc. reducing the initial offering price of its common stock from $19-$22 per share to $14.00 which then traded down to the high $12s. [read post]