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30 Oct 2023, 11:00 pm
New and Updated Practical Guidance Content Executive Separation Agreement Negotiation (Pro-executive) Considerations for Health and Welfare Church Plans in Electing ERISA Status Church Plan Election of ERISA Status under Section 410(d) Executive Employment Agreement Drafting Checklist Identity Theft and Internet Fraud Warning Clauses (Retirement Plan) (Summary Plan Description 'Clawing Back' Executive Compensation: Companies Listed on the NYSE and Nasdaq Have Until December 1 to… [read post]
30 Oct 2023, 9:01 pm
For more information about Nasdaq’s board diversity rule, please see our Governance Update here. [read post]
30 Oct 2023, 7:31 am
By Anne Sherry, J.D.The leader of a challenge to Nasdaq’s board-diversity rule is asking the full Fifth Circuit to rehear the case. [read post]
29 Oct 2023, 9:05 pm
Before the Chinese and Hong Kong reforms, from 2000 to 2019, 244 Chinese issuers floated on either the NYSE or NASDAQ through the issuance and trading of depository receipts; of these, 98 adopted a DCSS (40.2 percent). [read post]
29 Oct 2023, 2:56 pm
Late last year, a Nasdaq-listed bitcoin miner called Marathon Digital Holdings Inc. partnered with Hardin’s owner to transform the power plant into a hub for mining bitcoin. [read post]
25 Oct 2023, 4:20 am
Listed companies must adopt a compensation recovery policy that complies with the NYSE or Nasdaq listing requirements by December 1, 2023 (see the May-June 2023 issue of The Corporate Executive). [read post]
23 Oct 2023, 11:00 pm
New and Updated Practical Guidance Content Executive Separation Agreement Negotiation (Pro-executive) Considerations for Health and Welfare Church Plans in Electing ERISA Status Church Plan Election of ERISA Status under Section 410(d) Executive Employment Agreement Drafting Checklist IRS Delays SECURE 2.0’s Roth Catch-up Mandate until 2026 'Clawing Back' Executive Compensation: Companies Listed on the NYSE and Nasdaq Have Until December 1 to Adopt a Compensation Recovery… [read post]
23 Oct 2023, 3:42 am
Background Nasdaq is private company that operates a securities exchange. [read post]
20 Oct 2023, 12:30 pm
And so does the Fifth Circuit, explaining that the Constitution doesn't apply, given that Nasdaq is a private entity, and the SEC acted within its authority in approving the rules. [read post]
20 Oct 2023, 3:30 am
Nasdaq’s board of directors is selected by its broker-dealer members and by Nasdaq, Inc., and companies wishing to list on Nasdaq do so by entering into contracts with Nasdaq. [read post]
19 Oct 2023, 6:06 am
[Courthouse News Service] * In rare move, the Fifth Circuit issued an entirely reasonable ruling, upholding NASDAQ's board diversity rule after Ed Blum's Bigot Brigade challenged its constitutionality. [read post]
12 Oct 2023, 9:05 pm
Two hundred sixty-three companies had one LGBTQ+ board member, 12 had two, and two had three, for a total of 278 companies, or 9 percent of the NASDAQ. [read post]
9 Oct 2023, 9:01 pm
John and J.T. address these complex topics in 13 minutes: – The EU’s Corporate Reporting Sustainability Directive – Corp Fin’s New 10b5-1 and Buybacks CDIs – Changes to Nasdaq’s listing rules on code of conduct waivers – Claims that litigation is “without merit” can come back to bite you – The SEC’s recent Form 12b-25 enforcement actions As always, if you have insights on a securities law, capital markets or corporate… [read post]
9 Oct 2023, 6:32 am
Posted by Laura D. [read post]
9 Oct 2023, 6:32 am
Posted by Laura D. [read post]
3 Oct 2023, 3:00 am
The SEC has extended the comment period for Nasdaq’s proposal to require notice & disclosure of reverse stock splits, which John blogged about in July. [read post]
28 Sep 2023, 10:09 am
Moreover, the NASDAQ Biotechnology Index increased by 374% from 1995 to 2000. [read post]
27 Sep 2023, 9:01 pm
Since then, the SEC has approved listing standards adopted by the NYSE and the Nasdaq, each of which will become effective on October 2, 2023. [read post]
26 Sep 2023, 4:49 am
Supreme Court Justice Brandeis once wrote: “[S]unlight is said to be the best of disinfectants. [read post]
20 Sep 2023, 12:35 pm
By Greg Daugherty and Rich Helmreich This summer, the Securities and Exchange Commission (SEC) approved final Dodd-Frank clawback policy listing requirements for both the NYSE (NYSE Listed Company Manual Section 303A.14) and Nasdaq (Nasdaq Listing Rule 5608). [read post]
