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The first paper focuses on the stock-market market reaction to the first major public announcement that the government intended to implement a quota law, and it cannot reject the hypothesis of a zero market reaction. [read post]
9 Jun 2022, 9:24 am by karen
  Plaintiffs alleged that they had been physically locked out of the location necessary to compete in NASDAQ, and several other exchanges, for stocks and options. [read post]
2 Jun 2022, 7:30 pm by The White Law Group
   On September 7, 2021, GWG announced it has appealed the delisting of its stock by the Listing Qualifications Department of the Nasdaq Stock Market. [read post]
”  Petitioners NASDAQ Stock Market LLC challenged the new rule by alleging it was “arbitrary and capricious and contrary to the goals and policies of the Securities Exchange Act. [read post]
25 May 2022, 6:22 am by John Jascob
The panel concluded that the Commission reasonable concluded that the rule would promote its stated goal and that the agency carefully considered the costs and benefits to the public interest (The Nasdaq Stock Market LLC v. [read post]
18 May 2022, 3:59 am by Iorio Altamirano
   On May 17, 2022, the Nasdaq Stock Market announced that it would delist the common stock of GWG Holdings, Inc. [read post]
28 Apr 2022, 9:01 pm by Caroline A. Crenshaw
For today’s symposium, we are focused on the balance within the public markets, between the two primary paths to becoming a publicly traded company – SPACs and traditional IPOs.[4] However, these questions of balance within the public markets are really a part of a broader debate about the balance between public and private markets. [read post]
25 Apr 2022, 3:37 pm by InvestorLawyers
Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or  financial advisor. [read post]
14 Apr 2022, 7:16 am by Lucas Kello, Monica Kaminska
They include, for example, an interruption of computers that support stock trading at the NASDAQ or the London Stock Exchange (the Moscow Exchange index has lost almost 50 percent of its value since its February high); the processing of payments at SWIFT (from which Russian banks were recently ejected); or the data servers of JPMorgan Chase, Deutsche Bank and other banks that have dialed down their Russian operations. [read post]
13 Apr 2022, 6:00 am
In my paper, Disclosing Corporate Diversity, I use machine-learning techniques to analyze 3,461 CSR/ESG reports for 1,288 public companies listed on Nasdaq Stock Market LLC (Nasdaq) and the New York Stock Exchange (NYSE) for the five-year period between 2017 and 2021. [read post]
13 Apr 2022, 6:00 am
In my paper, Disclosing Corporate Diversity, I use machine-learning techniques to analyze 3,461 CSR/ESG reports for 1,288 public companies listed on Nasdaq Stock Market LLC (Nasdaq) and the New York Stock Exchange (NYSE) for the five-year period between 2017 and 2021. [read post]
11 Apr 2022, 7:53 am by Susan L. Friedman
This differs from stock on the Nasdaq because the same cryptocurrency can have different values on different exchanges, so valuation may require an appraisal in some situations. [read post]
1 Apr 2022, 2:07 pm by Raquel Leslie, Brian Liu
In total, 248 Chinese companies are listed on the NASDAQ, New York Stock Exchange and NYSE American, with a total market capitalization of $2.2 trillion. [read post]
30 Mar 2022, 6:28 am
In the experiment, the SEC suspended short-sale restrictions (price tests) for one-third of the firms (“pilot” firms) in the Russell 3000 Index (R3000), that traded on the New York Stock Exchange (NYSE), American Stock Exchange (AMEX), or the Nasdaq national market (Nasdaq). [read post]
8 Mar 2022, 3:39 pm by Curtis J. Milhaupt
Their departure from the NYSE and NASDAQ will often come at a cost to U.S. investors, as their controlling shareholders relist their companies in China at higher valuations. [read post]
7 Mar 2022, 12:43 pm by Stoltmann Law Offices
GWG (Nasdaq: GWGH) stated on April 6 that it received a letter from the Nasdaq Stock Market notifying the company that it was not in compliance “as a result of not having timely filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2021. [read post]
18 Feb 2022, 7:37 am by Raquel Leslie, Brian Liu
Meihua International Medical Technologies, a global medical supplier, is planning to debut this week on the Nasdaq. [read post]
15 Feb 2022, 2:05 pm by Kevin LaCroix
[vii] During that time, funds raised through the SPAC’s IPO were invested in treasury bills and money market accounts. [read post]
14 Feb 2022, 7:24 am by The White Law Group
   GWGH Nasdaq Delisting    GWG Holdings announced on September 7, 2021 that it has “successfully appealed a notice of delisting” by the Nasdaq Stock Market, but according to a Form 10-K filed on November 5, it may not be enough. [read post]