Search for: "Private Funding Management Inc"
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4 Oct 2023, 7:54 am
Arthrex, Inc., 141 S. [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
2 Oct 2023, 9:50 am
Today, common ownership levels are high, especially as index and exchange traded funds offered by portfolio investors (like BlackRock, Vanguard and State Street) have risen in popularity. [read post]
28 Sep 2023, 12:22 pm
A common structure for many alternative investments involves management fees known as “2&20,” signifying a 2% annual asset management fee and a 20% profit-sharing component. [read post]
18 Sep 2023, 6:17 pm
In re Orchard Enters., Inc. [read post]
15 Sep 2023, 11:47 am
IProcaccianti concluded its public and private offerings in August 2021. [read post]
14 Sep 2023, 12:21 pm
SEC Order – BTS Asset Management Inc. [read post]
11 Sep 2023, 1:58 pm
See Record $16M Anthem HIPAA Settlement Signals Need To Tighten HIPAA Compliance & Risk Management In January, 2021, OCR announced New York health insurer, Excellus Health Plan, Inc., would pay $5.1 million to settle potential HIPAA violations related to a breach affecting over 9.3 million people. [read post]
11 Sep 2023, 2:36 am
Cottonwood Communities – Non-Traded REIT Investigation Cottonwood Communities Inc., a publicly registered non-traded REIT specializing in multifamily real estate investments, has reportedly temporarily halted subscriptions for its common stock public offering and private preferred equity offerings. [read post]
6 Sep 2023, 9:20 pm
This settlement arises from allegations of improper expense reimbursements made to external advisors of Lodging Opportunity Real Estate Investment Trust and Lodging Fund REIT III Inc. [read post]
5 Sep 2023, 9:05 pm
”[22] Now what does all this have to do with what might seem an ordinary case of federal securities law, raising what might seem a less foundational question of whether hedge fund managers have a right to a jury trial in federal court rather than having their securities fraud cases heard by an ALJ? [read post]
5 Sep 2023, 1:17 pm
“We will continue to ensure that private fund advisers meet their obligations to secure client assets. [read post]
1 Sep 2023, 6:30 am
Ho, Mike Delikat, and Bobby Bee, Orrick Herrington & Sutcliffe LLP, on Sunday, August 27, 2023 Tags: dei, EEOC, Supreme Court, Wal-Mart Special Committee Report Posted by Gregory Gooding, Maeve O’Connor, and Caitlin Gibson, Debevoise & Plimpton LLP, on Monday, August 28, 2023 Tags: corporate transactions, Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, standard of review Private Equity and Venture Capital Fund Performance: Evidence… [read post]
1 Sep 2023, 6:30 am
Ho, Mike Delikat, and Bobby Bee, Orrick Herrington & Sutcliffe LLP, on Sunday, August 27, 2023 Tags: dei, EEOC, Supreme Court, Wal-Mart Special Committee Report Posted by Gregory Gooding, Maeve O’Connor, and Caitlin Gibson, Debevoise & Plimpton LLP, on Monday, August 28, 2023 Tags: corporate transactions, Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, standard of review Private Equity and Venture Capital Fund Performance: Evidence… [read post]
28 Aug 2023, 3:06 pm
Thomas Moyer is Apple, Inc.'s head of global security. [read post]
23 Aug 2023, 11:03 am
Investors: Institutional investors, high-net-worth individuals, venture capital firms, private equity funds, and other accredited investors are typically the primary participants in pre-IPO private placements. [read post]
22 Aug 2023, 5:01 am
We focus on three primary areas of service: Advanced Predictive Coding, Secure Review Hosting, and Review Staffing and Management. [read post]
16 Aug 2023, 10:52 am
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
16 Aug 2023, 9:04 am
Securities America Sanctioned for Risky LJM Fund Sales March 29, 2021 – FINRA censured and fined Securities America $100,000 for supervisory violations in connection with the recommendations of an alternative mutual fund sponsored by LJM Funds Management. [read post]
16 Aug 2023, 8:31 am
Diversification is a key strategy for managing risk, so selling at a loss might be justifiable if it allows you to reallocate funds to more diversified and potentially profitable investments. [read post]
