Search for: "Richard Stanley"
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26 Nov 2019, 7:33 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Ainsworth, Richard Southwest Securities, Inc Morgan Stanley Smith Barney Campbell, Charles A.G. [read post]
26 Nov 2019, 7:12 am
Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Shotz, Richard Wells Fargo Clearing Services Morgan Stanley Vaccaro, Anthony Jr. [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley, Jevon… [read post]
15 Nov 2019, 3:00 am
After Push from Perry, Backers Got Huge Gas Deal in Ukraine AP News – Desmond Butler, Michael Biesecker, Stephen Braun, and Richard Lardner | Published: 11/11/2019 Two political supporters of U.S. [read post]
12 Nov 2019, 3:00 am
” by Tony Romm and Isaac Stanley-Becker for Washington Post Michigan: “News Websites with Political Ties Spread Across Michigan” by Malachi Barrett (MLive.com) for Governing Ethics National: “After Push from Perry, Backers Got Huge Gas Deal in Ukraine” by Desmond Butler, Michael Biesecker, Stephen Braun, and Richard Lardner for AP News California: “Campaign Finance and Lobbyist Registration Rules Get First Nod in Newport Beach” by Hillary… [read post]
7 Nov 2019, 11:32 am
The following legislation received new annotations on Quickscribe Online in October:Wills Estates and Succession Act - Stanley Rule, Sabey Rule LLP Human Rights Code - Katherine Hardie, British Columbia Human Rights TribunalArbitration Act - Laura Cundari, Blake, Cassels & Graydon LLP Health Professions Act - Kimberly Jakeman, Harper Grey LLP Environmental Management Act -Richard Bereti, Harper Grey LLPLearn more about Quickscribe Online and the valuable role it can play… [read post]
27 Oct 2019, 9:14 am
Arbitrator Stanley had previously sustained a grievance, ordering the grievant's reinstatement with full back pay and benefits. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co … [read post]
15 Sep 2019, 7:51 pm
., Stanley, Jason & Zoltan G. [read post]
15 Aug 2019, 9:30 pm
Response from Rohit De (@itihaasnaama): I taught it and it worked very well, especially when paired with historical work on Cornelia Sorabji (see Richard Sorabji, Opening Doors: The Untold Story of Cornelia Sorabji). [read post]
17 Jul 2019, 1:01 pm
Cardozo School of Law at Yeshiva University; and was previously represented by former Idaho Innocence Project attorneys Richard Visser and Jared Hoskins, Dennis Benjamin of Nevin, Benjamin, McKay and Bartlett LLP and Sarah Thomas, formerly of the Idaho State Appellate Public Defenders). [read post]
9 Jul 2019, 6:09 am
• Richard B. [read post]
9 Jul 2019, 6:09 am
• Richard B. [read post]
1 Jul 2019, 12:46 pm
Merrill Lynch, Pierce, Fenner & Smith Inc Heilman, Peter Edward Jones High, Robert First Financial Equity Corp Chase Investment Services Corp Irizarry, Melissa LPL Financial LLC Invest Financial Corp LaBare, Richard Union Capital Company Morgan Stanley & Co Inc Mariampolski, Arnold AXA Advisors Ohel, Ziv CFD Investments, Inc Ameriprise Financial Services,… [read post]
1 Jul 2019, 12:43 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Helen Morgan Stanley Barclays Capital Inc Andreyeva, Tatyana Westpark Capital, Inc Fordham Financial Management, Inc Basarian, Gary Royal Alliance Associates, Inc Integrated Resources… [read post]
24 Jun 2019, 6:54 am
The attorneys at Gana Weinstein LLP are currently investigating Winfield Capital Partners, LP (Winfield Capital) and its principals Richard Hartnett (Hartnett) and Taryn Hartnett. [read post]
12 Jun 2019, 4:15 am
(Amy also co-authors a killer employment law blog with Richard Cohen) Amy emailed me yesterday to ask if I had ever seen the JAN Workplace Accommodation Toolkit. [read post]
10 Jun 2019, 10:41 am
• Stanley Dodd, 92, of Sarasota, Florida, died August 25, 2018. [read post]
10 Jun 2019, 10:41 am
• Stanley Dodd, 92, of Sarasota, Florida, died August 25, 2018. [read post]
28 May 2019, 4:39 am
Seeing Through Self-Deception (Cambridge University Press, 1997).Cohen, Stanley. [read post]
