Search for: "Securities & Exchang v. Lewis"
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25 Sep 2018, 7:06 pm
Securities and Exchange Commission, which concluded that the appointment of administrative law judges within the Securities and Exchange Commission did not comply with Article II of the Constitution. [read post]
2 Feb 2010, 1:57 pm
(I am actually sitting here feeling a little bit bad for Ken Lewis.)September 13th and 14th, 2008. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
13 Sep 2010, 1:08 pm
The ICA was the counterpart in the area of mutual fund regulation to the Securities Act of 1933 and the Securities Exchange Act of 1934, which were designed to regulate corporate securities. [read post]
6 Jul 2018, 6:02 am
Katz, and Sabastian V. [read post]
17 Apr 2007, 1:18 am
The case is Genzyme Corp. v. [read post]
26 Oct 2009, 9:32 am
Securities and Exchange Commission (1983), Justice Lewis Powell wrote that imposing insider-trading liability "solely because a person knowingly receives material nonpublic information from an insider and trades on it could have an inhibiting influence on the role of market analysts. [read post]
26 Aug 2016, 6:04 am
Gilson, Columbia University, and Alan Schwartz, Yale University, on Thursday, August 25, 2016 Tags: Airgas v. [read post]
20 Feb 2014, 12:32 pm
The Securities and Exchange Commission regulates larger investment advisers under the Investment Advisers Act of 1940 (the “Act”). [read post]
23 Oct 2023, 6:40 am
Lewis, 81 F.4th 640 (6th Cir. 2023). [read post]
2 Jul 2021, 7:58 am
" Tah v. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Friday, November 8, 2019 Tags: Audits, Compliance and disclosure interpretation, Cryptocurrency, ICOs, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, Transfer agents Company Hedging Policies: Observations from New Proxy Disclosures Posted by David Gordon, Dina Bernstein, and Andrew R. [read post]
29 Aug 2009, 7:14 am
See Raskin v. [read post]
4 Dec 2023, 2:21 am
On 27 November 2023, HHJ Lewis dismissed the defendant’s application for summary judgement in the case of Iqbal v Geo TV Limited [2023] EWHC 3024 (KB). [read post]
7 Jan 2013, 6:00 pm
Reading the facts of Gabelli v. [read post]
30 Nov 2018, 6:06 am
Posted by Patrick McCabe (Board of Governors of the Federal Reserve System), on Thursday, November 29, 2018 Tags: Asset management, Exchange-traded funds, Index funds, Institutional Investors, Liquidity, Market conditions, Market reaction, Mutual funds, Risk, Shocks, Stock performance Delaware Law Status of Bylaws Regulating Litigation of Federal Securities Law Claims Posted by Lawrence A. [read post]
11 Dec 2020, 6:01 am
Wahlquist, Sabastian V. [read post]
16 Apr 2007, 7:00 am
Securities & Exchange Commission Irwin Stelzer, Senior Fellow and Director of Economic Policy Studies, Hudson Institute 3:30 - 4:45 p.m. [read post]
