Search for: "Securities Investor Protection Corporation"
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15 Feb 2024, 9:01 pm
Investor protection requires the humans who deploy a model to put in place appropriate guardrails. [read post]
15 Feb 2024, 8:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Feb 2024, 9:05 pm
If a corporation does not offer an investor protection against mid-term changes, it is bound to have a negative effect on the price that investors are willing to offer in the first place. [read post]
13 Feb 2024, 10:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
7 Feb 2024, 9:05 pm
The latter necessitates the protection of ex ante agreed property rights to the greatest possible extent. [read post]
5 Feb 2024, 5:21 pm
As Professor Ben Edwards notes, “The last thing Texas is going to want is a reputation that their corporate law is a game where billionaires always win, because then investors aren’t going to trust it. [read post]
3 Feb 2024, 4:14 am
Highlighting the evolution and escalating demand within the carbon capture market and the consequent need for effective protective measures, Howden, led by Glenn O’Halloran, proposes a solution to bolster investor and lender confidence in the CCS realm. [read post]
1 Feb 2024, 9:05 pm
Several commentators think that these actions are an important mechanism to protect investors in the securities market, which can in turn enhance firms’ value and liquidity (see, eg, Seligman 1994; Fox 2009; Sale and Thompson 2015). [read post]
30 Jan 2024, 9:02 pm
This may inflict precisely the kind of societal harm the Founders adopted the First Amendment to protect against . . . . [read post]
29 Jan 2024, 12:00 pm
The representative suggested short-term trades in corporate bonds and preferred securities on numerous occasions, causing over $900,000 in losses for 10 clients. [read post]
26 Jan 2024, 1:40 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
26 Jan 2024, 4:00 am
As discussed below, those concerns were magnified by Morris’s recent deposition where he seemed to struggle to separate matters falling under his roles as friend, donor, investor, and lawyer. [read post]
25 Jan 2024, 6:06 pm
This is very different from the dividends investors receive from large corporations that trade on national exchanges, which are typically derived solely from earnings. [read post]
25 Jan 2024, 4:00 pm
It stands out for its ability to target specific data types, thus avoiding overcollection and protecting custodian privacy. [read post]
25 Jan 2024, 11:40 am
Misleading statements about the extent to which certain crypto assets are protected by the Securities Investor Protection Corporation (SIPC). [read post]
25 Jan 2024, 8:04 am
”The eight initial themes identified by FINRA in the update can be further condensed into four overarching categories:Source of investment offering—FINRA said member firms failed to identify who was offering the crypto assets, the member firm or its affiliate or an affiliate of a third party.False claims—According to FINRA, member firms often equated crypto assets with cash equivalents and/or made comparisons of crypto assets to other types of investments without a sound basis for… [read post]
25 Jan 2024, 4:06 am
See, e.g., AAA-ICDR Best Practices for Maintaining Cybersecurity and Privacy[3]; AAA-ICDR Information Security Program[4]; JAMS, “Doing the Cybersecurity Two-Step: Securing Your Practice and Protecting Your Brand. [read post]
24 Jan 2024, 9:03 pm
The federal securities laws provide a range of protections for investors in traditional IPOs—through disclosure, marketing standards, as well as gatekeeper and issuer obligations. [read post]
24 Jan 2024, 9:01 pm
Today [January 24], the Commission considers a lengthy adopting release of nearly 600 pages that extensively describes numerous disclosure, dissemination, forward looking statement, liability, and accounting provisions purportedly designed to advance investor protection and facilitate capital formation for special purpose acquisition companies (SPACs). [read post]
24 Jan 2024, 7:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
