Search for: "Securities and Exchange Commission v. Jones"
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9 Feb 2011, 5:00 am
The Securities and Exchange Commission charged a hedge fund and four hedge fund portfolio managers and analysts with illegally traded on confidential information obtained from technology company employees moonlighting as expert network consultants. [read post]
24 Jan 2011, 7:15 am
See also my Senate testimony on fiduciary duties of investment bankers; my article, Federal Misgovernance of Mutual Funds discussing the debacle culiminating in the Supreme Court’s Jones v. [read post]
13 Sep 2010, 1:04 am
Sharesleuth took a closer look at the registration statement covering the resale of those shares, and found that no fewer than eight people who participated in the placement have been the subject of Securities and Exchange Commission actions or criminal prosecutions. [read post]
30 Mar 2010, 4:16 pm
A misleading error appears in today’s unanimous Supreme Court opinion in Jones v. [read post]
30 Mar 2010, 10:18 am
In Jones v. [read post]
30 Mar 2010, 10:06 am
The Supreme Court today issued a unanimous decision in Jones v. [read post]
1 Feb 2010, 3:04 am
Eugene Volokh discusses religious exemptions of a different type, from mandatory autopsies for executed killers in Johnson v. [read post]
12 Jan 2010, 5:00 am
For anyone marginally familiar with the current financial crisis and Judge Posner's opinion in Jones v. [read post]
7 Dec 2009, 7:34 am
For the respondents, one of their amici: Professor Richard Pildes, New York University Law School (counsel for the amicus Former Chairmen of the Securities and Exchange Commission). [read post]
3 Dec 2009, 2:35 pm
 The members are appointed and may be removed (with some limits on that power) by the Securities and Exchange Commission. [read post]
18 Nov 2009, 12:29 am
SEC Falls Short in Financial Audit The National Law Journal If there was one federal agency you'd expect to get its financial statements right, it's the Securities and Exchange Commission. [read post]
16 Nov 2009, 4:00 am
Now that Jones v. [read post]
3 Nov 2009, 11:33 am
See the Jones v. [read post]
2 Nov 2009, 2:33 pm
The Supreme Court heard argument today in Jones v. [read post]
12 Oct 2009, 7:43 am
Introduction The decision of Judge Jed Rakoff in the settlement agreement between Bank of America (“BofA”) and the Securities and Exchange Commission (“SEC”) is one that could strike fear in the hearts of corporate attorneys everywhere. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
14 Jul 2009, 6:37 am
He's a veteran of such battles as Hexion v. [read post]
17 Jun 2009, 1:50 pm
That standard, the Solicitor General said, “has provided useful guidance for fund boards” and is now reflected in regulations of the Securities and Exchange Commission. [read post]
7 Jun 2009, 9:32 am
• Are the Securities and Exchange Commission and the Financial Industry Regulatory Authority ever going to take actions against any of the big Wall Street banks and their management personnel for their roles in the sale of toxic products to retail investors? [read post]
20 May 2009, 12:51 am
A report by the receiver in Securities and Exchange Commission v. [read post]
