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12 Mar 2019, 6:30 am by Rebecca Shafer, J.D.
Below we discuss six small items that can make a big difference to Joe (or Josephine) Claims Adjuster. [read post]
30 Jan 2019, 11:18 am by Al Saikali
Six Flags may have closed the first of what will be several chapters in class action litigation arising from the Illinois Biometric Information Privacy Act (BIPA). [read post]
29 Jan 2019, 6:14 am by Micha Nandaraj Gallo
Six Flags Entertainment Corporation et al., addressing the question of what it means to be an “aggrieved” person under the Illinois Biometric Information Privacy Act, 740 ILCS 14/1 et seq. [read post]
25 Dec 2018, 9:30 pm by Series of Essays
Washington Must Act on Much Needed Improvements to Freight Rail Policies March 14, 2018 | Daniel Elliot, III, Private Railcar Food and Beverage Association, Inc. [read post]
28 Nov 2018, 4:29 pm by Amy Harwath
Six Flags/Great America’s counsel, like Rosenbach’s counsel, went back to the plain language of the statute to support their argument. [read post]
18 Oct 2018, 12:10 pm by Will R. Daugherty and John Busch
Securities and Exchange Commission (SEC) recently announced a consent order settling an enforcement action brought by the SEC against Voya Financial Advisors Inc. [read post]
30 Sep 2018, 4:32 pm by Al Saikali
Six Flags Entertainment Corp. held that a person aggrieved must allege some actual injury, adverse effect, or harm. [read post]
28 Sep 2018, 6:17 am by John Jascob
The SEC has accepted an offer of settlement from Iowa-based, dually registered broker-dealer and investment adviser, Voya Financial Advisors, Inc. [read post]
13 Aug 2018, 1:22 pm by Silver Law Group
Previous employers include Banc One Securities Corporation (CRD #16999) of Chicago and Andrew Garrett Inc. [read post]
18 Jul 2018, 10:00 pm by Christopher J. Gray
”  Of considerable concern, the article indicates that that financial advisors recommending private placements are “six times as likely as the average broker to report at least one regulatory action against them…” and, moreover, that 1 in 8 brokers recommending private placement investments have “three or more red flags on their records, such as investor complaint, regulatory action, criminal charge or firing… . [read post]
6 Jul 2018, 3:00 am by John Jenkins
Since 2016, three companies failed to respond to SEC comments, including Axon Enterprise, Inc and Dana Inc. [read post]
3 Jul 2018, 6:00 am by Lene Powell
In 2014, he was convicted at jury trial for six counts of spoofing and six counts of commodity fraud and was sentenced to three years in prison. [read post]
22 Jun 2018, 11:54 am by Hannah Kris
Romania’s highest court has sentenced Liviu Dragnea to three years and six months in jail for abuse of office, according to the Times. [read post]
11 May 2018, 2:25 pm by Yelena Wang
-flagged and foreign-flagged vessels, whether they are at ports under U.S. jurisdiction or ever have operated in navigable waters of the U.S. [read post]