Search for: "Transaction Holdings" Results 101 - 120 of 15,284
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1 May 2024, 10:16 pm by The White Law Group
Between January 2012 and August 2019, LPL failed to ensure accurate reporting of these transactions, leading to around 830,000 unreported transactions. [read post]
1 May 2024, 12:08 pm by Dennis Crouch
May 1, 2024) offers some interesting insight into leveraged patent transactions, and the effect of a lender’s ability to license or assign a patent on the patent owner’s standing to sue for infringement, especially after default. [read post]
1 May 2024, 6:47 am by Dan Bressler
” “Barclays failed to identify and disclose 99 instances of its research analysts holding stock in a company in which they published a report and three instances of research analysts trading in their brokerage accounts in a manner inconsistent with published recommendations, FINRA alleged. [read post]
30 Apr 2024, 9:01 pm by Guest Blogger
Handling escrow funds: In real estate transactions, you might hold money in escrow until the sale is closed and the money is transferred to the seller. [read post]
29 Apr 2024, 10:00 pm by Sherica Celine
New York: The Second Circuit holds that under New York's "impact test," the New York State Human Rights Law does not apply to employment discrimination claims brought by a Virginia-based employee working remotely in New York. [read post]
29 Apr 2024, 6:31 pm by Greg Lambert and Marlene Gebauer
In this episode of The Geek in Review podcast, hosts Marlene Gebauer and Greg Lambert welcome back Richard Tromans, founder of Artificial Lawyer, after his year-and-a-half sabbatical. [read post]
29 Apr 2024, 5:31 pm
As with any body of water, there are currents and eddies, particular ways of imagining that coalesce and recycle, for a moment, for a decade, for hundreds of years – but always with the potential for new ways of imagining to flow through.Which is why, for every vortex(t) of ideas, tropes, desires and fears, which sucks us in and hold us down, there must be counter-currents – streams – to help move us in new directions. [read post]
29 Apr 2024, 7:55 am by Silver Law Group
Hatteras’ board believed Beneficient would hold an initial public offering (IPO), but it went public in June 2023 by merging with Avalon Acquisition Inc, a SPAC (special purpose acquisition company). [read post]
29 Apr 2024, 7:00 am by Bret Cahn
But the Second Department reversed, holding that there was clear and convincing evidence of Mae R. [read post]
29 Apr 2024, 5:37 am by Chris Castle
Ek holds as a founder of Spotify and whatever stock awards he has been granted by the board he controls through supervoting stock. [read post]
28 Apr 2024, 8:35 am by David Oxenford and Keenan Adamchak
In 2020, the FCC approved Cumulus’ petition to exceed the 25% limit on foreign investment set out in Section 310(b)(4) of the Communications Act – provided that Cumulus would in the future request specific approval for any new foreign investor proposing to hold more than a 5% voting or equity interest. [read post]
26 Apr 2024, 4:06 pm by divi
If the document includes all the elements of a contract—offer, acceptance, and consideration—it might legally hold the parties to its terms. [read post]
26 Apr 2024, 11:28 am by Susan L. Friedman
General partners typically hold the majority share and handle daily management tasks and investment transactions. [read post]
26 Apr 2024, 9:38 am by centerforartlaw
By Divya Srinivasan The photographic documentation of the deceased body has occurred for decades. [read post]
25 Apr 2024, 9:05 pm by renholding
Gatekeeper Liability The Enforcement Division addressed recent challenges to the SEC’s ability to hold gatekeepers accountable before administrative law judges1 but stated that the current uncertainty does not mean the SEC would “draw back” on its attempts to hold gatekeepers liable. [read post]
25 Apr 2024, 12:25 pm by Accel Admin
It guarantees that the seller holds clear title to the property. [read post]
25 Apr 2024, 9:46 am by Dennis Crouch
Its holding that the government is not a “party” to IPRs “conflicts directly with Federal Circuit precedent and the holding of this Court” that IPRs are “proceeding[s] between the government and patent owner. [read post]