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30 Jul 2008, 9:05 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
26 Feb 2010, 3:49 pm
"A Swiss court ordered tax officials to drop two more cases involving UBS AG account holders, adding urgency to the government’s effort to find a political solution that will preserve a data-sharing agreement with the U.S. [read post]
25 Jun 2008, 2:45 pm
UBS AG, et al., C.A. [read post]
25 Jun 2008, 2:45 pm
UBS AG, et al., C.A. [read post]
25 Feb 2010, 2:27 pm
As part of a deal to settle ARS insider trading allegations by New York Attorney General Attorney Cuomo, former UBS AG executive David Shulman has agreed to pay $2.75 million. [read post]
4 Sep 2009, 6:28 am
The Wall Street Journal reports that the IRS is dedicating an entire division to investigate and pursue offshore tax evaders: For anyone who wonders if the Internal Revenue Service is done with offshore accounts now that it got its UBS AG (UBS) settlement, there’s this. [read post]
1 Aug 2012, 12:26 pm
The former co-head of UBS AG's municipal-derivatives group, and two ex-colleagues are defendants in a municipal bond bid-rigging case being tried before U.S. [read post]
20 Sep 2021, 12:35 pm
., UBS Group AG and HSBC Holdings PLC are among several firms that hold large stakes in Evergrande’s debt. [read post]
12 Sep 2012, 11:11 am
The IRS has awarded $104 million to former UBS AG banker Bradley Birkenfeld for providing it with inside information about UBS's illegal encouragement of secret offshore accounts by U.S. taxpayers. [read post]
11 Jun 2008, 11:33 am
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
21 Feb 2012, 10:33 pm
According to UBS’s disclosure, HSBC Holdings Plc, Royal Bank of Scotland Group Plc, Deutsche Bank AG, JPMorgan, Citigroup, ICAP Plc, and RP Martin Holdings Ltd were all part of the scheme. [read post]
27 Nov 2015, 1:00 am
On the 3 December 2015 the Supreme Court will hear HMRC’s appeal of the decision in DB Group Services (UK) Ltd v HMRC and HMRC v UBS AG [2014] EWCA Civ 452. [read post]
18 Feb 2009, 7:07 pm
News release: "UBS AG, Switzerland â [read post]
14 Jan 2016, 1:23 pm
In addition to UBS and Morgan Stanley, FINRA reports that Mr. [read post]
10 Sep 2012, 7:57 am
On September 5, 2012 Sealink Funding Limited filed a summons with notice against UBS AG in the Supreme Court for the State of New York for allegedly misrepresenting the nature of nearly $160 million worth of RMBS securities. [read post]
1 Jun 2016, 6:51 am
In a recent Wall Street Journal Article, it was reported that UBS Group AG sold $1.5 billion of contingent convertible (CoCo) bonds. [read post]
12 Nov 2008, 8:18 pm
The Orlando Sentinel reported today that the Swiss CEO of UBS AG was indicted for conspiring to hide $20 billion in assets from the IRS: Raoul Weil, chief executive officer of a UBS division handling cross-border business and private banking, is charged with one count of conspiring to use overseas accounts to defraud the U.S. through income tax evasion. [read post]
21 Nov 2011, 1:51 pm
The Associated Press recently reported that a former banker at the Swiss bank UBC AG was sentenced to five years on probation, but no time behind bars, for his role in a Miami tax fraud case. [read post]
10 Aug 2008, 9:05 am
It wasn't an ad from an attorney, it had a reference to UBS.com.I thought someone was trying to spoof UBS' web site, or that it was someone trying to generate clicks from ARS holder by putting UBS' web site URL in the ad.I followed the link, and lo and behold, it was a link to the real UBS site, specifically a press release about the settlement with the NY AG, the SEC and the NASAA.An interesting concept, paying Google to advertise your… [read post]
25 Feb 2009, 6:00 am
Robert Khuzami rises to enforcement chief at the SEC; Alabama's AG bests another pharmaceutical company; and the feds move to identify 52,000 UBS clients. [read post]
