Search for: "WORLD RECOVERY SERVICES LLC"
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26 Jul 2019, 12:12 pm
Roger Lee Owens has 25 years in the securities industry at 5 different firms, including the following: Cetera Advisors LLC, Elkton, MD— July 18, 2007 to April 10, 2019Legacy Financial Services, Inc., Elkton, MD— December 14, 2005 to July 18, 2007 Uvest Financial Services Group, Inc., Charlotte, NC— August 18, 1997 to December 6, 2005Fortis Investors, Inc., Oakdale, MN— December 14, 1994 to September 5, 1997Banner Financial Services… [read post]
25 Jul 2019, 12:05 pm
Marc Francis Rogers has been registered with Wells Fargo Clearing Services, LLC in East Palo Alto, CA since July 6, 2010, FINRA states. [read post]
24 Jul 2019, 12:01 pm
Bowen was registered with Allegis Investment Services, LLC in Idaho Falls, Idaho from February 28, 2014 until May 30, 2018, FINRA notes. [read post]
20 Jul 2019, 11:50 am
Forrest Allegedly Advised Thirteen American Portfolio Financial Services Customers to Buy Promissory Notes in the Woodbridge Group of Companies LLC Gary Arthur Forrest, a Flint, Michigan stockbroker formerly employed by American Portfolio Financial Services, allegedly made recommendations to thirteen customers of American Portfolio Financial Services and two additional investors to make purchases of promissory notes in Woodbridge Group of Companies… [read post]
12 Jul 2019, 7:00 am
Sinh Thu Ly has also been registered with the following firms: CIM Securities, LLC, Centennial, Colorado— June 14, 2005 to February 24, 2019TIAA-CREF Individual & Institutional Services, Inc., New York, NY— October 15, 1998 to January 17, 2003Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated. [read post]
3 Jul 2019, 1:10 pm
The Fix published a Mission Statement saying “The Fix is the world’s leading website about addiction and recovery …. [read post]
30 Jun 2019, 1:18 pm
Shea has spent 8 years in the securities industry with 10 different firms, and has also been registered with the following firms: Arete Wealth Management, LLC, Orinda, CA— May 20, 2016 to August 16, 2017Penserra Securities, LLC, Orinda, CA— February 11, 2015 to April 4, 2016Gordian Investments, LLC, Orinda, CA— September 24, 2012 to September 30, 2014Internet Securities, San Francisco, CA— March 23, 2012 to September 4, 2012 White Pacific… [read post]
28 Jun 2019, 11:31 am
Siegel was registered with National Securities Corporation in Edison, New Jersey from April 21, 2014 to May 13, 2016, and with Concorde Investment Services, LLC in Parsippany, New Jersey from September 19, 2013 until April 22, 2014, according to Michael Siegel’s FINRA BrokerCheck Report. [read post]
18 Jun 2019, 1:05 pm
Michael Tanha has only three years of experience in the securities industry, and was registered at the following firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Beverly Hills, CA— October 8, 2014 to June 14, 2017Northwestern Mutual Investment Services, LLC, Las Vegas, NC— July 16, 2013 to September 16, 2014 Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in… [read post]
15 Jun 2019, 12:55 pm
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
24 May 2019, 9:41 am
Our experienced software and IT staffing team provides world-class strategic investment banking advisory across the staffing ecosystem. [read post]
21 May 2019, 7:28 pm
” Founded in 2005, KLD has become one of the leading global providers of electronic discovery and data recovery services. [read post]
15 May 2019, 11:23 am
Tadlock has also been registered at the following firms: MML Investors Services, LLC, Houston, Texas— February 15, 2018 to October 8, 2018Ameriprise Financial Services, Inc., Houston, Texas— May 3, 2013 to August 9, 2017Edward Jones, Pearland, Texas— February 17, 2010 to May 6, 2013Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless… [read post]
23 Apr 2019, 2:29 am
Yesterday the Supreme Court called for the views of the Solicitor General on Putnam Investments, LLC v. [read post]
3 Apr 2019, 10:00 am
It’s not the same in the investing world. [read post]
25 Mar 2019, 6:43 am
Accelerated Recovery Ctrs., LLC, No. [read post]
5 Feb 2019, 1:33 pm
Varghese was also registered with MML Investors Services, LLC in Syosset, New York from February 8, 2010 until June 14, 2010, FINRA states.. [read post]
20 Jan 2019, 11:27 am
David Manor has been registered at the following firms: Wells Fargo Clearing Services, LLC, Boston, Massachusetts— August 8, 2016 to February 6, 2018Santander Securities, LLC, Brookline, Massachusetts— February 5, 2013 to January 7, 2013Merrill Lynch, Pierce, Fenner & Smith Inc., Boston, Massachusetts— June 29, 2012 to January 7, 2013Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as… [read post]
2 Jan 2019, 4:38 am
Radke first reportedly became registered with FINRA through a FINRA member firm in July 1995 and was registered with various FINRA member firms until October 2018, including American Independent Securities Group, LLC from May 2011 to May 2018, and in October 2018, Radke voluntarily resigned from MML Investors Services, LLC, according to the aforementioned AWC. [read post]
1 Jan 2019, 5:10 pm
In a matter that came to light in part by a voluntary disclosure by the company to the Department, HealthCare Partners Holdings LLC (HCP), doing business as DaVita Medical Holdings LLC, paid $270 million to resolve its liability for providing inaccurate information that caused Medicare Advantage Organizations (MAOs) to receive inflated Medicare payments. [read post]
