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22 Dec 2011, 12:01 am
For example, the $90 million Lehman Brothers directors and officers settlement (about which refer here), the $10.5 million Colonial Bank settlement (refer here), and $105 million of the $208.5 million Washington Mutual securities class action lawsuit settlement (refer here). [read post]
19 Sep 2011, 11:34 am
A 25-year veteran of the Securities and Exchange Commission has left the agency to join the Washington office of Sidley Austin, the firm announced Monday. [read post]
30 May 2010, 2:50 pm
As I was conducting my weekly ritual of browsing through newly-filed oppositions on the Trademark Trial and Appeal Board’s website, I came across one that every person who has ever purchased or traded a stock, mutual fund, or other security is helping to finance. [read post]
3 Aug 2017, 8:08 am
The Securities and Exchange Commission today announced that David W. [read post]
30 Sep 2018, 1:58 pm
Though notions of solidarity and mutual benefit may enhance such relations, the primary obligation is national and internal. [read post]
26 Sep 2017, 11:34 am
With a workforce of about 4,600 staff in Washington and across our 11 regional offices, the SEC oversees, among other things (1) approximately $72 trillion in securities trading annually on U.S. equity markets; (2) the disclosures of over 8,100 public companies, of which 4,300 are exchange listed; and (3) the activities of over 26,000 registered entities, including investment advisers, broker-dealers, transfer agents, securities exchanges, clearing agencies,… [read post]
20 Mar 2024, 2:42 pm
Secretary of state warned China that an “armed” attack against Philippine vessels in the South China Sea would engage the mutual self-defense pact between Washington and Manila, resulting in the United States involvement, according to news reports. [read post]
20 Jun 2007, 5:21 am
SEC Chairman Chris Cox delivered a speech to the New York Society of Security Analysts last Thursday in Washington. [read post]
8 Aug 2008, 12:05 pm
Washington Mutual [read post]
12 Feb 2015, 6:46 am
John Charles Hanson (CRD #2420584, Spokane, Washington) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
6 Jun 2022, 10:55 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
12 Jul 2016, 6:41 am
”Members of the Committee represent a wide variety of interests, including senior citizens and other individual investors, mutual funds, pension funds, and state securities regulators.The new members of the Investor Advisory Committee are:John Coates, John F. [read post]
14 Jul 2011, 9:55 am
DS: The All-or-Nothing Fallacy is the view that privacy and security are mutually exclusive — that any increase in privacy is a decrease in security and vice versa. [read post]
16 Aug 2020, 7:01 am
For its part, China may be more likely to underestimate the security risks of pressing ahead. [read post]
6 Sep 2011, 12:17 pm
However, given a recent spat of settlements against Wachovia ($627 million), Washington Mutual ($208.5 million), Wells Fargo ($125 million) and others there is reason to believe that more cases may be headed toward settlement. [read post]
19 Apr 2012, 5:25 pm
Also joining us is Washington University Law Professor Kathleen Clark, a leading scholar in government ethics, whistleblowing, national security law and legal ethics. [read post]
28 Jul 2021, 5:01 am
In 1979, Washington ditched its mutual defense treaty with Taipei, establishing diplomatic relations with Beijing. [read post]
28 Jul 2015, 6:53 am
First prize: we will offer dinner out, on us, here in the greater Washington area, on a date to be mutually agreed upon. [read post]
2 Apr 2017, 9:00 am
Relying on an exception to the American rule permitting fee-shifting where a contract so provides, the Supreme Court in Washington v. [read post]
17 May 2016, 8:36 am
"Chinese authorities are quietly scrutinizing technology products sold in China by Apple and other big foreign companies, focusing on whether they pose potential security threats to the country and its consumers and opening up a new front in an already tense relationship with Washington over digital security. [read post]
