Search for: "William R. Dodds"
Results 101 - 120
of 204
Sorted by Relevance
|
Sort by Date
20 Mar 2014, 5:49 pm
SEC’s Amicus Brief: Internal Whistleblower Reports Covered By Dodd-Frank Anti-Retaliation Provision – Steven J. [read post]
18 May 2012, 5:00 am
Signed Laws & Rules Around the Corner by William Carleton One way to remind ourselves how much is at stake in JOBS Act rulemaking – even though the JOBS Act itself has already passed – is to remember what happened to the net worth standard under the accredited investor definition of Regulation D, following the passage of Dodd-Frank. [read post]
15 Mar 2011, 10:20 am
” That said, Massachusetts Secretary of State William F. [read post]
13 Jul 2011, 6:26 am
Photo: William M. [read post]
23 Jan 2020, 11:41 am
Shane of Ohio University Moritz College of Law, and Paul R. [read post]
17 Mar 2017, 6:00 am
Posted by Jon Eisenberg, K&L Gates LLP, on Tuesday, March 14, 2017 Tags: CFPB, Disgorgement, Exchange Act, Investor protection, Liability standards, Misconduct, SEC, SEC enforcement, Securities damages, Securities regulation, Statute of limitations, Supreme Court, U.S. federal courts Board of Directors Compensation: Past, Present and Future Posted by Diane Lerner, Pay Governance LLC, on Tuesday, March 14, 2017 Tags: Audit committee, Board composition, Board performance, Board turnover,… [read post]
22 May 2015, 6:27 am
Ann Wagner (R-Mo), the bill would direct the SEC within 45 days of enactment to revise Form S–3 so as to provide issuers with common shares listed on a national securities exchange an additional basis for satisfying the eligibility requirements for short-form registration. [read post]
21 Dec 2012, 9:00 am
Posted by William J. [read post]
16 Mar 2011, 7:01 am
We urge the SEC to take prompt action to modernize the Section 13 rules consistent with the new authority granted by the Dodd-Frank Act. [read post]
16 May 2016, 11:09 am
The deadline for comments on the proposed rule, which was submitted for publication in the Federal Register, is July 22, 2016.Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires the agencies to jointly prescribe such regulations or guidelines. [read post]
3 Mar 2012, 1:59 am
McDonald's Corporation - $430,000Lobbyists: Chester "Bo" Bryant, Jr. and Jimmie Williams (McDonald's); Marc J. [read post]
1 Jun 2016, 7:45 am
If any literary figures are great, the short list must include William Wordsworth, John Keats, Jane Austen and William Blake. [read post]
10 Oct 2011, 9:20 pm
Applying the Williams standard, the ARB also held that the use of paid administrative leave could constitute an adverse employment action when forced upon a SOX whistleblower. [read post]
22 Jul 2010, 7:14 am
These alternatives, when added to new authority given to the SEC in the Dodd-Frank Bill to alter the Williams Act beneficial ownership reporting rules and deadlines are a promising opportunity for meaningful change that will lead to a better informed corporate electorate. [read post]
15 Sep 2010, 6:21 am
Before the passing of the reform of Reg D in the Dodd-Frank Act (which reform Joe helped bring about!) [read post]
12 Mar 2012, 7:44 pm
"The issue is not just incentive compensation, which has been addressed in Dodd-Frank, but rather base or salary levels. [read post]
2 Apr 2014, 8:00 am
by William Carleton [read post]
11 Apr 2011, 12:12 pm
Dodd, 111 Wn.2d 174, 178-79, 759 P.2d 455 (1988); Taylor v. [read post]
20 Nov 2015, 6:09 am
by William Carleton in Counselor @ Law The theme of the new SEC guidance is this: a “pre-existing, substantive relationship” can be a terrific antidote to the virus4 of “general solicitation. [read post]
15 Aug 2014, 5:00 am
The trial court judge, William H. [read post]
