Search for: "Affiliates, Inc."
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20 Dec 2023, 11:01 am
Baron was reportedly affiliated with the following firms during his career, among others: 08/13/2015 – 01/07/2022, EQUITY SERVICES, INC. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
18 Dec 2023, 1:35 pm
Mitek Inc., 2023 WL 8697700, No. 20-cv-06957-VKD (N.D. [read post]
15 Dec 2023, 4:17 am
The Department of Justice’s (DOJ) recent decision to voluntarily dismiss a criminal no-poach antitrust case against Surgical Care Affiliates (SCA) has sparked widespread discussion regarding the future enforcement of no-poach agreements. [read post]
12 Dec 2023, 1:05 pm
According to Corsaro’s FINRA BrokerCheck report, he was affiliated with the following firms during his career: 07/09/2021 – 01/04/2022, BANKERS LIFE SECURITIES, INC. [read post]
12 Dec 2023, 9:55 am
” FINRA BrokerCheck – Andrew Komarow According to Komarow’s FINRA BrokerCheck report, he was affiliated with the following firms during his twelve-year career: 12/13/2022 – 01/04/2023, ROYAL ALLIANCE ASSOCIATES, INC. [read post]
8 Dec 2023, 11:11 am
According to this FINRA BrokerCheck report, Joe David Gainer Jr. was affiliated with the following firms during his career, among others: 11/10/2016 – 06/15/2022, WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), MARIANNA, FL, B, 01/04/2013 – 11/15/2016, SUNTRUST INVESTMENT SERVICES, INC. [read post]
5 Dec 2023, 10:38 am
BANCORP INVESTMENTS, INC. [read post]
1 Dec 2023, 8:06 am
His previous employers include Ameriprise Financial Services, Inc. [read post]
1 Dec 2023, 6:49 am
Recently, however, the Associated Builders and Contractors, Inc. [read post]
30 Nov 2023, 9:01 pm
A decision by a three-judge panel of the United States Court of Appeals for the Eighth Circuit late last month concerning Section 2 of the federal Voting Rights Act of 1965 (VRA), in Arkansas State Conference of the NAACP v. [read post]
30 Nov 2023, 2:02 pm
FINRA BrokerCheck Report – Edward Mercer According to this FINRA BrokerCheck report, Edward Mercer was affiliated with the following firms during his career, among others:09/01/2022 – 11/08/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
30 Nov 2023, 4:50 am
Bias response and the First Amendment The highest-profile case is undoubtedly Speech First, Inc. v. [read post]
29 Nov 2023, 2:23 pm
(CRD#:5685), Alpena, MI, B, 03/25/2017 – 02/09/2018, MML INVESTORS SERVICES, LLC (CRD#:10409), ALPENA, MI B, 10/08/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
29 Nov 2023, 8:59 am
” FINRA BrokerCheck Report – Keith Curtis According to this FINRA BrokerCheck report, Keith Curtis was affiliated with the following firms during his career, among others: 06/17/2015 – 01/03/2022, AEGIS CAPITAL CORP. [read post]
28 Nov 2023, 1:37 pm
DoNotPay, Inc. [read post]
28 Nov 2023, 10:19 am
FINRA BrokerCheck Report – Hector Hernandez According to this FINRA BrokerCheck report, Hector Hernandez was affiliated with the following firms during his career, among others: 12/22/2021 – 04/08/2022, PEAK BROKERAGE SERVICES, LLC (CRD#:157045), San Antonio, TX, B, 07/18/2012 – 12/17/2021, MONEY CONCEPTS CAPITAL CORP (CRD#:12963), Shavano Park, TXB, 10/09/2008 – 07/06/2012, NEXT FINANCIAL GROUP, INC. [read post]
28 Nov 2023, 7:25 am
Leslie Jackson (Leslie Don Jackson CRD# 2176917) is a previously registered broker and investment advisor last employed with Momentum Independent Network Inc. [read post]
28 Nov 2023, 6:42 am
Magistrate Judge Susan Prose said in a Tuesday order that Merchant & Gould filed the patent application for Elizabeth Inc., but Elizabeth never transferred its former relationship with the firm to Jefferson Street Holdings LLC, which does business as Cradl Ltd. [read post]
27 Nov 2023, 1:03 pm
DoNotPay, Inc., --- F.Supp.3d ----, No. 3:23-CV-863-NJR, 2023 WL 8108547 (S.D. [read post]
