Search for: "American Equities Management, LLC"
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3 Aug 2020, 1:07 pm
Equity Sales Company (CRD# 2936), Park Avenue Securities LLC (CRD# 46173), NY Life Securities LLC (CRD# 5167), and Mutual of Omaha Investor Services, Inc. [read post]
30 Jul 2020, 7:41 am
” Before working at Worden Capital Management LLC (CRD# 148366), Weisberg worked at Legend Securities, Inc. [read post]
4 Jun 2020, 6:25 pm
The vice chancellor said that section allows him to effectively impose a lien against the entities through which White receives revenue from his 100% ownership of two limited liability companies that generate income through leases of the senior care facilities properties of East Lake Capital Management LLC. [read post]
26 May 2020, 2:08 am
Salaries Get Chopped for Many Americans Who Manage to Keep Jobs (Bloomberg by Matthew Boesler and Reade Pickert)New Jersey Man Arrested For $45 Million Scheme To Defraud And Price Gouge New York City During COVID-19 Pandemic (DOJ Release)Private Equity Firm Ares Management LLC Charged With Compliance Failures (SEC Release)... [read post]
13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
8 May 2020, 9:48 am
The organizations who signed include the Artist Rights Alliance (ARA), American Association of Independent Music (A2IM), American Society of Composers, Authors, and Publishers (ASCAP), Broadcast Music Inc. [read post]
8 May 2020, 5:58 am
Sandstrom, Center for Political Accountability, on Thursday, May 7, 2020 Tags: Accountability, COVID-19, Disclosure, Political spending, SEC, Securities regulation, Stewardship, Transparency Asian Americans in the Boardroom Posted by Douglas K. [read post]
21 Apr 2020, 3:48 pm
Prior to the restructure and name change, HIT had an agreement with American Realty Capital Hospitality Advisors LLC, and affiliate of AR Global Trust II. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
13 Mar 2020, 6:31 am
Posted by Kevin Harnisch (Norton Rose Fulbright US LLP) and David Ho and Nepomuk Loesti (American International Group, Inc.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
3 Feb 2020, 6:05 am
The transaction marks a transition from founding management and Knox Capital Holdings, LLC (“Knox”), supported by investment from ORIX Private Equity Solutions, Baird Principal Group and Maranon Capital. [read post]
27 Jan 2020, 5:26 pm
, Alexion Pharmaceuticals, Inc., Jazz Pharmacueticals Inc., Lundbeck LLC, and US Worldmeds LLC – paid a combined total of over $624 million to resolve claims that they illegally paid patient copays for their own drugs through purportedly independent foundations that the companies in fact treated as mere conduits.The department also reported substantial recoveries involving a variety of other healthcare providers. [read post]
24 Jan 2020, 10:34 am
The ADR Cases – Throughout 2019, the SEC closed settlements with numerous brokers—including Industrial and Commercial Bank of China Financial Services LLC (ICBCFS), Wedbush, Merrill Lynch, Jeffries, BMO, and Cantor Fitzgerald—over their improper handling of pre-released American Depository Receipts (ADRs). [read post]
20 Dec 2019, 6:10 am
Agency Costs, Corporate Governance and the American Labor Union Posted by Jonathan R. [read post]
1 Dec 2019, 7:00 am
GoodRx was valued at $2.8 billion after Silver Lake Management LLC, a private equity firm, took a major stake in August. [read post]
1 Nov 2019, 6:00 am
Glassner, Veritas Executive Compensation Consultants, LLC, on Tuesday, October 29, 2019 Tags: Compensation disclosure, Compensation ratios, Executive Compensation, Human capital, Management, Pay for performance Response to the Chamber of Commerce’s Outrageous Comment to DOL Posted by Nell Minow, ValueEdge Advisors, on Wednesday, October 30, 2019 Tags: Boards of Directors, DOL, Fiduciary duties, Fiduciary… [read post]
25 Oct 2019, 3:00 am
Researchers said the efforts demonstrated how those seeking to interfere in American politics continue to exploit contentious topics, including racial and religious fault lines. [read post]
16 Aug 2019, 6:00 am
Atkins, Patomak Global Partners, LLC, on Sunday, August 11, 2019 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Public firms, Risk disclosure, SEC, Securities regulation, Sustainability, Taxation Managing Legal Risks from ESG Disclosures Posted by David R. [read post]
26 Jun 2019, 1:06 pm
Smith previously served as a managing director at Patomak Global Partners LLC, where she advised financial services firms, including broker-dealers, exchanges, banks, and asset managers, and public companies on regulatory policy, corporate governance, and compliance matters. [read post]
22 Jun 2019, 7:14 am
., a Texas based consumer goods rent-to-own retailer (R-A-C) most famous for enabling generations of North Americans to fill their homes with furniture, electronics and household appliances, agreed in June 2018 to a buyout by affiliates of the private equity firm, Vintage Capital Management, LLC (Vintage) in a deal valuing the R-A-C at $1.37 billion (including debt). [read post]
