Search for: "Asset Management Professionals, LLC" Results 121 - 140 of 805
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13 Oct 2022, 3:35 am by Cari Rincker
In a manager-managed LLC, the members/owners leave the management of the company to professional managers, similar to a board of directors in a corporation. [read post]
4 Oct 2022, 9:55 am by Jay R. McDaniel, Esq.
For example, if a professional loses his or her license or is convicted of a crime, the LLC may expel that person. [read post]
25 Sep 2022, 8:51 pm by Bill Henderson
  As a consequence, a large part of law firm management and leadership is the care and feeding individual high-performing partners. [read post]
2 Sep 2022, 8:13 am by The White Law Group
    FINRA Dispute Resolution is an arbitration venue for investors with claims against their brokerage firm or financial professional. ? [read post]
31 Aug 2022, 11:42 am by IncNow
Freelancers, contractors, photographers, and musicians may choose to become a single member LLC to legally separate their professional operations from their personal assets, like their home, car, or savings. [read post]
24 Aug 2022, 6:31 am
This month we examine: A framework for CCO liability; Whether scheme liability claims under Rule 10b-5 require more than misstatements or omissions; Charges against a former Coinbase product manager in a crypto asset insider trading action; A blast of insider trading actions generated by the SEC’s own data analysis; and Fines for three financial institutions for inadequate identity theft controls, in violation of Regulation S-ID. 1. [read post]
24 Aug 2022, 6:31 am
This month we examine: A framework for CCO liability; Whether scheme liability claims under Rule 10b-5 require more than misstatements or omissions; Charges against a former Coinbase product manager in a crypto asset insider trading action; A blast of insider trading actions generated by the SEC’s own data analysis; and Fines for three financial institutions for inadequate identity theft controls, in violation of Regulation S-ID. 1. [read post]
30 Jul 2022, 2:41 pm by Cari Rincker
They wear many hats and yet also manage to be more than the sum of these parts. [read post]
25 Jul 2022, 12:45 pm by Gene Takagi
Many donors find DAFs particularly attractive because a contribution of noncash assets like stock may allow for donors to avoid capital gains taxes on the disposition of those assets. [read post]
25 Jul 2022, 6:33 am by Angelina Cameron
Read more: The US Foreign Tax Credit | News & Info for Expats Get Professional Help Managing your Foreign Rental Property Taxes Bright! [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
For example, a  similar claim was brought by members against the Universities Superannuation Scheme (“USS”), the UK’s largest private pension scheme by assets under management, and its directors. [read post]
5 Jul 2022, 3:28 am by Peter Mahler
Her complaint asserted direct and derivative causes of action for breach of fiduciary duty, waste and misappropriation of company assets, and for other relief. [read post]
1 Jul 2022, 1:57 pm by Rob Robinson
. (+) 7-March-22L2 ServicesEmpire Technologies Risk Management Group 3-March-22ThoughtTraceThomson ReutersDefinitive Agreement to Acquire 24-February-22Hold360 and Request360 from Congruity 360DISCO 24-February-22Cybersecurity and Data Protection Practice of Palmeiro & PlattEmpire Technologies Risk Management Group 26-January-22U.S. eDiscovery Retreat Programs (From Sub-Four Capital)The CJK Group 19-January-22QuovantMitratech 16-December-21GoldMindEmpire Technologies Risk… [read post]
30 Jun 2022, 11:25 am by ocgdev
Is your business managed as an LLC, a partnership, or a corporation? [read post]
21 Jun 2022, 7:00 am
Executors must secure, insure and appraise assets. [read post]
19 Jun 2022, 1:20 am by Michael Ehline
The decision vacated by the court was a huge setback for many legal professionals, including law school professors. [read post]
15 Jun 2022, 3:03 am by Rob Robinson
What does it mean to Enterprise Risk Management Professionals (Privacy, Compliance, Info Governance, IT Security, and Legal)? [read post]
10 Jun 2022, 11:26 am by Joanna Herzik
When the attorney asked for more information on the nature of the dispute, they received an email from “Buvant Construction Group LLC” stating that the dispute was with “Fastenal Company, United States” concerning an unfulfilled order. [read post]