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15 Dec 2022, 8:00 am
Custody Rule Annual Audit. [read post]
15 Dec 2022, 4:00 am
Custody Rule Annual Audit. [read post]
9 Dec 2022, 3:35 pm
This can be a manual or electronic system, but it needs to be audited routinely to ensure that the agreements are store in a usable format, are backed up, and the appropriate people have access to these saved documents. [read post]
28 Nov 2022, 10:42 am
Government audits and other enforcement of pipeline cybersecurity standards developed slowly until the 2021 ransomware attack on Colonial Pipeline Co. caused a shutdown that affected the East Coast for days. [read post]
17 Nov 2022, 6:30 am
In 2020, Russian hackers concealed malicious code in SolarWinds’ software and thereby gained entry to SolarWinds customers’ systems. [read post]
17 Nov 2022, 6:30 am
In 2020, Russian hackers concealed malicious code in SolarWinds’ software and thereby gained entry to SolarWinds customers’ systems. [read post]
17 Nov 2022, 2:08 am
In his current role as director of the people insights division at Biddle Consulting Group Inc., Dr. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Tuesday, November 1, 2022 Tags: climate disclosures, ECGI Institute, Inflation Reduction Act, Investor protection, SEC, SEC rulemaking Twenty-Year Review of Audit and Non-Audit Fee Trends Posted by Nicole Hallas, Kayla Coello, and Sarah Keohane, Audit Analytics, Inc., on Wednesday, November 2, 2022 Tags: Audits, fee trends, regulatory requirements, Risk assessment, Sarbanes–Oxley Act, SEC 2022 ISS… [read post]
2 Nov 2022, 11:22 am
(Nov. 10, 2021); Matter of LendingTree Inc., Div. [read post]
1 Nov 2022, 4:00 am
New York City Department of Youth & Community Development (DYCD): Oversight of Afterschool and Summer Youth Employment Contracts (Follow-Up) (2022-F-11) The initial audit, issued in June 2019, determined DYCD was not adequately overseeing its contracts with the Greater Ridgewood Youth Council, Inc., totaling $13.9 million, to administer DYCD’s summer employment and afterschool programs. [read post]
1 Nov 2022, 4:00 am
New York City Department of Youth & Community Development (DYCD): Oversight of Afterschool and Summer Youth Employment Contracts (Follow-Up) (2022-F-11) The initial audit, issued in June 2019, determined DYCD was not adequately overseeing its contracts with the Greater Ridgewood Youth Council, Inc., totaling $13.9 million, to administer DYCD’s summer employment and afterschool programs. [read post]
21 Oct 2022, 11:33 am
Indeed, the Federal Reserve System’s audited financials list under “Operating Expenses” a category called “Assessments”. [read post]
16 Oct 2022, 9:01 pm
For an onsite audit, they must retain documentation of each onsite audit, including the audit procedures, the dates the audit was conducted, the conclusions of the audit, any corrective actions taken in response to significant deficiencies identified during the audit, and documentation that the audit was conducted by a qualified auditor. [read post]
13 Oct 2022, 1:55 pm
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
11 Oct 2022, 1:35 pm
Absent a law such as BIPA, employers are free to require their employees to undergo such scanning systems or other biometric or AI applications in the workplace as a condition of employment. [read post]
10 Oct 2022, 5:11 am
S7-08-22), 87 FR 14950 (Mar. 16, 2022); see also Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection (Release No. 34-94314; File No. [read post]
7 Oct 2022, 4:22 pm
SODRAC 2003 Inc., 2015 SCC 57 (CanLII), [2015] 3 SCR 615, <https://canlii.ca/t/gm8b0> brought to you by Prof. [read post]
6 Oct 2022, 9:51 pm
BACKGROUND This action was triggered after a full environmental audit of 120 samples, both of products and of the company’s facilities. [read post]
5 Oct 2022, 4:11 am
Novitas Solutions, Inc. [read post]
22 Sep 2022, 8:06 am
IBN Financial Services Censured and Fined $30,000 for Supervisory Failures According to a Letter of Acceptance, Waiver and Consent, the Financial Industry Regulatory Authority has reportedly censured and fined IBN Financial Services, Inc $30,000 for supervisory failures. [read post]
