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9 Jun 2021, 8:20 am
Applicant SICPA Holding SA ran into double trouble when it applied to register the mark SHIFTMAG for "security consulting in the nature of professional consulting on magnetic stripe color shifting smart designs based on liquid crystal technology for visual card authentication, embed protection and brand identity customization. [read post]
16 Feb 2022, 9:25 am
., Inc., 2022 WL 163800 (2nd Cir., January 19, 2022) (click here for .pdf), two major competitors in the niche market of Bankruptcy advising to estates with a billion dollars or more of assets were in court against each other over lucrative consulting assignments. [read post]
24 Feb 2011, 5:23 pm
Black Lung Part B benefits 9. [read post]
25 Jul 2022, 4:22 am
Buyer is charged with violating Section 10(b) of the Securities Exchange Act of 1934, which prohibits manipulative and deceptive practices in securities trading. [read post]
12 Oct 2013, 11:46 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
23 May 2013, 5:30 am
Author Michael B. [read post]
22 Jul 2016, 7:40 am
The SEC order finds that EFP Rotenberg violated and Bottini aided and abetted and caused EFP Rotenberg’s violations of Sections 10A(a)(1) and 10A(a)(2) of the Securities Exchange Act of 1934 and Rule 2-02(b)(1) of Regulation S-X. [read post]
16 Dec 2019, 3:59 pm
In Valley Hospital Medical Center, Inc. d/b/a Valley Hospital Medical Center, 368 NLRB No. 139 (2019), issued today, the National Labor Relations Board overruled 2015 changes governing dues checkoff obligations when a collective bargaining agreement ends implemented during the Obama Presidency when Obama appointees dominated the Board. [read post]
27 Mar 2023, 9:01 pm
Filing And Settlement Trends Data from a recently released NERA Economic Consulting (“NERA”) study shows federal securities litigation filing trends that began in earnest in 2020 continued through 2022. [read post]
24 Oct 2014, 3:26 pm
The Financial Industry Regulatory Authority (FINRA) sanctioned broker Financial America Securities, Inc. [read post]
20 May 2024, 6:26 am
After all, the legal framework of Section 10(b) of the Exchange Act and Section 11 of the Securities Act is over 90 years old. [read post]
21 May 2019, 6:11 am
Heafner operated out of a d/b/a company called Heafner Financial Solutions, Inc. [read post]
18 Nov 2022, 9:37 am
MORGAN SECURITIES LLC (CRD#:79), SAN FRANCISCO, CA, B, 04/03/1995 – 12/06/2005, LEHMAN BROTHERS INC. [read post]
30 Mar 2015, 12:54 pm
Omnicare, Inc., 2012 WL 462551 (E.D.Ky. [read post]
27 Dec 2023, 2:02 pm
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
13 Feb 2024, 10:47 am
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
3 Jun 2019, 8:12 am
Advisor Keith Kelt (Kelt), currently employed by Kovack Securities Inc. [read post]
14 Sep 2012, 9:39 am
Jagodzinski detected that a particular broker, Harvey B. [read post]
1 Nov 2019, 6:00 am
Walters, Akin Gump Strauss Hauer & Feld LLP, on Friday, October 25, 2019 Tags: Books and records, CFTC, Disclosure, Fiduciary duties, Form ADV, Form CRS, Investment advisers, OCIE, SEC, SEC enforcement, Securities enforcement, Securities regulation, Shareholder voting The New Stock Market: Law, Economics, and Policy Posted by Merritt B. [read post]
2 Jun 2022, 7:30 pm
In 2020, the company launched a new offering called the Liquidity Bond 2020, constituting secured debt of GWG Holdings, Inc. [read post]
