Search for: "BARCLAYS PLC"
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23 Nov 2015, 6:14 am
For instance, the SEC alleged that Jacob bought and held for long term a highly volatile exchange-traded product (ETP) called the Barclays Bank PLC iPath S&P 500 VIX Short-Term Futures ETN (VXX). [read post]
27 Oct 2015, 2:11 pm
NCUA Press Release on Barclays. [read post]
23 Oct 2015, 7:13 am
Glengary Overseas Ltd v JKX Oil & Gas Plc and another case, heard 18-19 May 2015. [read post]
28 Aug 2015, 8:15 am
Stein has voiced her objections to waivers on at least two other occasions regarding Deutsche Bank AG and for multiple waivers granted to UBS AG, Barclays Plc, Citigroup Inc., JPMorgan Chase & Co., and the Royal Bank of Scotland Group Plc. [read post]
24 Aug 2015, 3:20 am
The defendants in the MDL were Barclays PLC, Barclays Capital, Inc, BATS Global Markets, Inc., Chicago Stock Exchange, Inc., Direct Edge E... [read post]
6 Jul 2015, 4:25 pm
Twelve firms were required to submit plans on July 1: Bank of America Corporation, Bank of New York Mellon Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
29 Jun 2015, 10:56 am
., Barclays Bank PLC, Citigroup and other banks on the grounds that the fraud claims at issue were barred by the statute of limitations. [read post]
24 Jun 2015, 2:34 pm
After almost eight years since the Federal Energy Regulatory Commission (FERC) commenced its investigation against Barclays Bank PLC (Barclays) and four of its traders, Scott Connelly, Daniel Brin, Karen Levine and Ryan Smith, for allegedly manipulating the California electricity markets, Barclays filed its answer in federal district court. [read post]
23 Jun 2015, 7:40 am
Decision at First Instance Considering both a narrow approach (based on rules from Buhr & Ors v Barclays Bank Plc [2001] EWCA Civ 1223) and a wider approach (based on Banque Financière De La Cité v. [read post]
4 Jun 2015, 3:17 am
” The SEC granted this waiver to Barclays PLC to continue be able to continue to rely on the safe harbor for forward looking statements as a result of a guilty plea for a violation of the Sherman Antitrust Act. [read post]
2 Jun 2015, 4:02 am
Barclays PLC, along with four other investment banks, entered into a plea agreement with the DOJ on May 20, 2015, for its participation in the alleged FOREX cartel conspiracy to manipulate the price of U.S. dollars and euros exchanged in the foreign currency exchange (FX) spot market. [read post]
21 May 2015, 12:02 pm
For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission (“FERC”) against Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (collectively, the “Traders” and together with Barclays, “Defendants”) for alleged manipulative trading in the western electricity markets from […] [read post]
20 May 2015, 4:43 pm
., Barclays PLC, The Royal Bank of Scotland plc and UBS AG – have agreed to plead guilty to felony charges. [read post]
12 May 2015, 2:47 pm
Inc. 17316G123 Citigroup ELKS linked to Schlumberger, Ltd. 17317U204 Citigroup ELKS linked to Barclays Plc. 17317U782 Citigroup ELKS linked to Ford Motor Company 17317U865 Citigroup ELKS linked to The Dow Chemical Company 17317U873 Citigroup ELKS linked to The Goodyear Tire & Rubber Co. 17317U758 Citigroup ELKS linked to Transocean, Ltd. 17317U766 Citigroup ELKS linked to Broadcom Corp. 17317U774 Citigroup ELKS linked to Las Vegas Sands Corp. 17317U675 Citigroup ELKS linked to… [read post]
12 May 2015, 2:04 pm
The following is a list of some of the Barclays Reverse Convertible Notes offered: CUSIP Issuer Product Name 06740JJL5 Barclays Reverse Convertible Notes linked to Wells Fargo & Co. 06740JTD2 Barclays Reverse Convertible Notes linked to Wells Fargo & Co. 06740PGR1 Barclays Reverse Convertible Notes linked to Wells Fargo & Co. 06741JZQ5 Barclays Reverse Convertible Notes linked to 3D Systems Corp 06741J5M7 Barclays Reverse Convertible… [read post]
11 May 2015, 2:37 pm
The following is a list of RCNs that have been problematic for some of our clients: Barclays Bank PLC Reverse Convertible Note Linked to Celegene Corp. 12.500% Barclays Bank PLC Reverse Convertible Note Linked to EMC Corp. 12.5% Barclays Bank PLC Reverse Convertible Note Linked to Corning Inc. 15% Barclays Bank PLC Reverse Convertible Note Linked to Grant Prideco Inc. 14.25% Barclays Bank PLC Reverse… [read post]
1 May 2015, 7:27 am
Chamadia joined Barclays in 2004. [read post]
8 Apr 2015, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law LLC:A former Barclays PLC swaps trader has won about $9 million in back pay that he didn’t receive after quitting the firm during a regulatory investigation.Mayank Chamadia joined Barclays in 2004 and was placed on administrative leave from his derivatives-trading job in June 2013 because his group was part of an industry-wide investigation into alleged manipulations of interest rate swaps.Chamadia wasn’t accused… [read post]
2 Mar 2015, 2:30 am
Barclays Bank plc (C-375/13), which was published after the Court of Cassation referred its questions to the CJEU, it is likely that the matter will be viewed as an ‘acte éclairé’, since the CJEU rules that the court of the place where pure economic loss occurred as a direct consequence of misleading information in a prospectus, can establish jurisdiction on the basis of Article 5(3) Brussels I Regulation. [read post]
1 Jan 2015, 12:01 pm
According to data from Barclays PLC, investors are selling junk bonds at the fastest clip in 18 months. [read post]
