Search for: "Cambridge Investment Research Inc."
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1 Jul 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: According to a survey by InvestmentNews for 2013, the top five Independent broker-dealers firms ranked by total account assets are: LPL Financial, with total account assets of $437,906.7 M Raymond James Financial Services Inc., with total account assets of $191,660.5M Northwestern Mutual, with total account assets of $100,090.9M Commonwealth Financial Network, with total account assets of $85,992.0M Wells… [read post]
23 May 2014, 5:05 am
From June 2008, through April 2010, Moran was associated with Cambridge Investment Research, Inc. [read post]
1 May 2014, 6:40 am
Claimant MSSB shall release any and all holds on Respondent’s account at MSSB. 12-01115 Cambridge Investment Research, Inc. [read post]
8 Apr 2014, 7:43 am
In a post titled FBI says Russians out to steal technology from Boston firms, but evidence is thin, Kyle Alspach wroteIn an extraordinary warning issued to technology companies in Massachusetts, the FBI’s Boston office said entrepreneurs could unwittingly be drawn into industrial espionage if they work with Russian-backed venture capital firms operating here and in Silicon Valley.The bureau said it has sent notices to local companies and research facilities such as universities, and… [read post]
20 Feb 2014, 5:48 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm Cambridge Investment Research, Inc. concerning allegations that from January 2009, to July 2010, Cambridge failed to ensure that the firm preserved, maintained, and reviewed the business emails of two of its registered representatives. [read post]
31 Jan 2014, 6:35 am
In March 2005, Hogue became associated with Cambridge and with Investors Asset Management of Georgia, Inc. [read post]
5 Jan 2014, 3:30 pm
ASCAP[12] and Video Pipeline, Inc. v. [read post]
1 Jan 2014, 10:00 am
It has been posted to the Social Science Research Network and may be accessed here. [read post]
26 Nov 2013, 4:45 pm
Boyer) Intellectual Property Rights: Critical Concepts in Law (Routledge, 2006), Intellectual Property in the New Millennium (Cambridge U.P., October, 2004), Principles of Copyright Law (World Intellectual Property Organization, Geneva, 2002, Copyright Law (Toronto: Irwin Law, 2000) and has several books forthcoming. [read post]
14 Nov 2013, 1:04 pm
Strauss, Widener University School of Law, Delaware.Cambridge : Cambridge University Press, 2013.TD171.9 .C55 2013 Environmental Law The law and ecology of pesticides and pest management / Mary Jane Angelo.Angelo, Mary Jane.Farnham, Surrey : Ashgate, [2013]KF3959 .A96 2013 Environmental Law Hot topics in oil & gas law.Mechanicsburg, Pennsylvania : Pennsylvania Bar Institute, [2013]KFP81 .P4 No.7830 Evidence Trial technique and evidence / Michael R. [read post]
26 Jun 2013, 8:20 am
The Boston Globe wrote, “Shares of the Cambridge life sciences company bluebird bio Inc. soared almost 60 percent on their first day of trading (last) Wednesday, an impressive debut for a business that endured years of stagnation and another encouraging sign for the biotechnology industry. [read post]
11 Apr 2013, 11:08 am
Prior to working for Cambridge Investment Research, Inc., Sandru was registered with LPL Financial Corporation. [read post]
7 Sep 2012, 11:01 am
Highest-Ever Profits Property-casualty insurers, which cover damage to homes and cars, reported their highest-ever profit of $73 billion last year, up 49 percent from $49 billion in 2005, according to Highline Data LLC, a Cambridge, Massachusetts-based firm that compiles insurance industry data. [read post]
16 Apr 2012, 1:41 pm
Eric Schwartz, chief executive of Cambridge Investment Research Inc. notes, “[non-traded BDCs have a lot of appeal right now”. [read post]
26 Mar 2012, 6:28 am
They were the ones that ended up in foreclosure,’’ said Rick Healey, owner of Foster-Healey Real Estate Inc. in Athol. [read post]
8 Feb 2012, 1:51 pm
The rankings can be found here: Rank Firm name Total assets Clients City/State 1 Stancorp Investment Advisers Inc. 15,457.60 500+ Portland, OR 2 Cambridge Investment Research Advisors Inc. 12,502.70 500+ Fairfield, IA 3 Moneta Group Investment Advisors LLC 6,535.20 500+ Clayton, MO 4 Oxford Financial Group Ltd. 6,467.10 500+ Carmel, IN 5 Sontag Advisory LLC 5,313.40 500+ New York, NY 6 Plante Moran Financial… [read post]
15 Dec 2011, 6:25 am
Special Issue, 2011, UC Irvine School of Law Research Paper No. 11-54Catherine Fisk and Erwin Chemerinsky Duke University School of Law and University of California, Irvine School of Law , Duke University - School of Law , University of California, Irvine School of Law Abstract: In Wal-Mart v. [read post]
15 Nov 2011, 3:58 pm
Other potential acquirers could include larger pharmaceutical companies like Celgene Corp., Pfizer Inc. and Teva Pharmaceuticals, which have dabbled in stem cells without making major investments. [read post]
3 Nov 2011, 9:12 pm
Finally, recent United States Supreme Court cases Rent-A-Center, West, Inc. v. [read post]
9 Aug 2011, 10:06 am
Hein & Co., Inc., 2011.KF241.C75 P74 2011 Health Law 17th annual Health Law Institute. [read post]
