Search for: "Capital One Services, LLC"
Results 121 - 140
of 1,913
Sort by Relevance
|
Sort by Date
20 Jun 2023, 9:28 am
Individual Income Tax L. 2023 SB89 (Act 242) – The LDR Must Promulgate Regulations Related to the Net Capital Gain Deduction for Sale of a Louisiana Business Act 242 requires the Louisiana Department of Revenue (LDR) to promulgate regulations related to the individual income tax exclusion of net capital gains arising from the sale or exchange of an equity interest or substantially all of the assets of a non-publicly traded corporation, partnership, limited liability… [read post]
20 Jun 2023, 8:17 am
(CRD#:37), DENVER, CO, B, 03/04/2020 – 10/08/2020, SUPREME ALLIANCE LLC (CRD#:45348), CHARLOTTE, NC B, 01/02/2015 – 05/02/2018, CAPITAL ONE INVESTING, LLC (CRD#:45744), Houston, TX B, 05/13/2014 – 01/02/2015, CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658), BEAUMONT, TX Failure to Supervise All broker-dealers have a responsibility… [read post]
16 Jun 2023, 12:11 pm
In other words, Greenfield was required to show that at least one of the 24 federally insured patients from whom Accredo provided services and submitted reimbursement claims was exposed to a referral or recommendation by the charities in violation of the AKS. [read post]
14 Jun 2023, 7:05 am
In response to a petition filed by Capital One Services, LLC, the FCC wishes to also clarify that the confirmation text message may include a request for clarification as to the scope of the communication(s) that the recipient wishes to no longer receive. [read post]
13 Jun 2023, 3:35 am
This week on The Geek in Review, Marlene Gebauer and Greg Lambert talk with Curt Meltzer, principal of Meltzer Consulting, LLC. [read post]
8 Jun 2023, 2:21 pm
Our second relist is a capital case, Clark v. [read post]
7 Jun 2023, 7:26 am
appeared first on Futeral & Nelson LLC. [read post]
6 Jun 2023, 11:23 am
” [8] The claim is direct, not derivative, because “where a shareholder has been denied one of the most critical rights he or she possesses—the right to a fully informed vote—the harm suffered is almost always an individual, not corporate, harm. [read post]
1 Jun 2023, 3:31 pm
In response to a petition filed by Capital One Services, LLC, the FCC wishes to also clarify that the confirmation text message may include a request for clarification as to the scope of the communication(s) that the recipient wishes to no longer receive. [read post]
1 Jun 2023, 5:51 am
It may be addressed, for example, in law firm engagement agreements, M&A transactions, employment agreements, shareholder agreements, LLC operating agreements, and subscription agreements. [read post]
29 May 2023, 8:48 pm
Boddie issued a noteworthy Decision and Order in Orange Gowanus LLC v Ben-Yosef involving an action by an LLC member to enforce a right of first refusal to acquire its co-owners’ membership interests upon the LLC’s receipt of an outside offer to purchase the real property owned by the LLC’s wholly-owned subsidiary. [read post]
27 May 2023, 9:05 pm
This combination of data and technology offers a profound one-two punch that changes how decisions are made. [read post]
17 May 2023, 1:27 pm
Unpredictable Costs Many business owners are hesitant to work with and hire a business lawyer (or any kind of lawyer) due to potentially high legal fees, particularly if they have never worked with one before. [read post]
17 May 2023, 11:30 am
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
11 May 2023, 9:01 pm
Third, clearinghouses would need policies and procedures designed to facilitate customer clearing access to these services. [read post]
10 May 2023, 9:01 pm
Perhaps most notably, most de-SPACed companies have opted for Chapter 11 proceedings: Just one of the 12 de-SPAC bankruptcies to date has been a Chapter 7 liquidation. [read post]
9 May 2023, 9:01 pm
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
9 May 2023, 11:55 am
So let’s talk about how one can bring a FINRA arbitration. [read post]
8 May 2023, 4:01 am
The earliest one is Matter of Endicott Johnson Corp. decided in 1974 by the Appellate Division, Third Department and later affirmed by the Court of Appeals. [read post]
27 Apr 2023, 9:45 am
TSA issued an RFP for a task order with a one-year base period and four options to perform human capital support services for “the full lifecycle of a TSA employee, including recruitment, onboarding, development, retention and separation. [read post]
