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22 Jul 2022, 8:55 am by Zak Gowen
Senior Democrats and Republicans on the House Financial Services Committee have nearly completed a draft that would subject stablecoin issuers to prudential standards on capital, liquidity and supervision, similar to those banks already face. [read post]
22 Jul 2022, 5:07 am by John Jascob
Parratt said the SEC divided companies in to three groups; (1) the top 1,000 companies by market capitalization; (2) the next 6,000 companies; and (3) all of the rest. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
Furthermore, the campaign group, ShareAction, alongside 117 individuals and 15 institutions, filed a shareholder resolution in early 2021 asking HSBC, Europe’s second largest fossil fuels financier, to publish a strategy and targets to reduce its exposure to fossil fuel assets, starting with coal. [read post]
8 Jul 2022, 4:00 am by Jim Sedor
Raphael Warnock used campaign money to cover legal expenses for a lawsuit relating to his time as a church minister, transactions that raise questions about whether the spending runs afoul of federal rules governing personal use of campaign funds. [read post]
1 Jul 2022, 1:57 pm by Rob Robinson
. (+) 7-March-22L2 ServicesEmpire Technologies Risk Management Group 3-March-22ThoughtTraceThomson ReutersDefinitive Agreement to Acquire 24-February-22Hold360 and Request360 from Congruity 360DISCO 24-February-22Cybersecurity and Data Protection Practice of Palmeiro & PlattEmpire Technologies Risk Management Group 26-January-22U.S. eDiscovery Retreat Programs (From Sub-Four Capital)The CJK Group 19-January-22QuovantMitratech 16-December-21GoldMindEmpire… [read post]
16 Jun 2022, 10:04 am by John Elwood
A group of anonymous health care workers argue that the differential treatment of the two groups violates the free exercise clause of the First Amendment. [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
Last year, during the meme stock events, that share swelled to a peak of 47 percent.[2] What’s more, 90-plus percent of retail marketable orders are routed to a small, concentrated group of wholesalers that pay for this retail market order flow.[3] It’s not clear, with such market segmentation and concentration, and with an uneven playing field, that our current national market system is as fair and competitive as possible for investors. [read post]
7 Jun 2022, 3:29 am by The White Law Group
    Color Up, LLC offered to tender up to 900,506 of the outstanding shares of common stock of The Parking REIT, Inc. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
Material Misrepresentations and Omissions There is currently an unresolved circuit split concerning whether a mere failure to comply with Regulation S-K can create private civil liability in connection with secondary market transactions. [read post]
23 May 2022, 8:47 am
CBP estimates that enforcing this prohibition would substantially increase the number of transactions subject to review and enforcement from less than one million to more than 11.5 million per year. [read post]
6 May 2022, 7:30 am by Harbir Deol
These concepts are widely applied in commercial lending transactions in India. [read post]