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18 Jul 2019, 11:42 am by Robert B. Lamm
   H.R. 2534, with the same title as in 2015, was introduced by Congressman Jim Himes (D-CT), who introduced the 2015 bill, and co-sponsored by Carolyn Maloney (D-NY) and Denny Heck (D-WA). [read post]
17 Jul 2019, 7:33 am by John Jascob
Disclosure was also a topic of the event, with Representatives Carolyn Maloney (D-NY) and Gregory Meeks (D-NY) taking the stage to discuss the board diversity bill that recently passed out of the House Financial Services Committee with bipartisan support. [read post]
23 Apr 2019, 3:43 pm by Mark Walsh
Carolyn Maloney, D-N.Y., is here, and she will join New York state Attorney General Letitia James at the press microphones on the court’s plaza after the argument. [read post]
Note: Listen to a bonus edition of the Lawfare Podcast featuring Michael Cohen's Wednesday testimony—with no bull. [read post]
5 Feb 2019, 5:00 am by John Jascob
Carolyn Maloney (D-NY) in April 2018, in which he stated that he would expect prior to any decision on the matter, the SEC would “give the issue full consideration and in a measured and deliberative measure” and not through delegated authority. [read post]
28 Jan 2019, 2:18 pm by Barbara S. Mishkin
The new Subcommittee Chairs are: Carolyn Maloney (NY-12), Chair of the Subcommittee on Investor Protection, Entrepreneurship and Capital Markets Gregory Meeks (NY-5), Chair of the Subcommittee on Consumer Protection and Financial Institutions William Lacy Clay (MO-1), Chair of the Subcommittee on Housing, Community Development and Insurance Emanuel Cleaver (MO-5), Chair of the Subcommittee on National Security, International Development and Monetary Policy  (The issues covered… [read post]
4 Sep 2018, 3:35 pm by Kevin LaCroix
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
22 Jun 2018, 9:34 am by John Jascob
Representative Carolyn Maloney (D-NY), Ranking Member of the Subcommittee on Capital Markets, said a standard for broker-dealers is long overdue, but expressed disappointment that the SEC did not propose a universal best interest standard for investment advisers and broker-dealers. [read post]
29 Apr 2018, 3:03 pm by Kevin LaCroix
”   Clayton’s April 24, 2018 Letter In an April 24, 2018 letter to Democratic Congresswoman Carolyn B. [read post]
12 Apr 2018, 7:43 am by Andrew R. Toftey
Democratic Representative Carolyn Maloney stated that under former Directory Cordray, the Bureau brought an average of four enforcement actions per month, while in the first five months of Acting Director Mulvaney’s tenure, no enforcement actions have been brought. [read post]
14 Mar 2018, 7:00 am by Mark Astarita
Carolyn Maloney, D-N.Y., and Maxine Waters, D-Calif., both members of the Subcommittee on Capital Markets and Government-Sponsored Enterprises, told Clayton in a Monday letter that Congress has repeatedly passed laws recognizing that private securities fraud class actions are “an indispensable tool with which defrauded investors can recover losses without having to rely upon government action. [read post]
10 Jan 2018, 3:46 pm by Sabrina I. Pacifici
Carolyn Maloney, D-NY, warned in a statement that adding the citizenship question “will increase the cost of the census by hundreds of millions of dollars in non-response follow-up, the most expensive component of the decennial census operation. [read post]
1 Dec 2017, 11:27 am by Schachtman
” (Jan. 11, 2012) (discussing Congresswoman Carolyn Maloney’s efforts to press special interest legislation for Elsevier). [read post]
24 Aug 2017, 3:00 am by John Jenkins
In March, Representative Carolyn Maloney (D-NY) reintroduced her Gender Diversity in Corporate Leadership Act (H.R. 1611), modeled on policies in Canada and Australia, which would instruct the SEC to recommend strategies for increasing women’s representation on corporate boards, and require companies to report their gender diversity policies as well as the proportion of women on their board and in senior executive leadership. [read post]