Search for: "Clayton Frank"
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7 Jun 2018, 7:22 am
Clayton’s testimony. [read post]
11 May 2018, 6:01 am
Corporate Purpose: ESG, CSR, PRI and Sustainable Long-Term Investment Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, May 4, 2018 Tags: Accountability, Boards of Directors, Corporate Social Responsibility, DOL, ERISA, ESG, International governance, Long-Term value, Risk oversight, Stewardship, Sustainability The Evolving Market for Retail Investment Services and Forward-Looking Regulation Adding Clarity and… [read post]
27 Apr 2018, 6:01 am
Steinman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, April 26, 2018 Tags: Boards of Directors, Capital structure, Controlling shareholders, Corwin, Delaware cases, Delaware law, Dual-class stock, Mergers & acquisitions, Minority shareholders, Ownership structure, Securities regulation Testimony before the Financial Services and General Government Subcommittee of the House Committee on Appropriations… [read post]
20 Apr 2018, 12:45 pm
In 2010, the Dodd-Frank Act delegated authority to the SEC to propose a uniform fiduciary standard across all retail investment professionals. [read post]
15 Apr 2018, 9:01 pm
Meat Export Federation Paul Clayton, U.S. [read post]
11 Apr 2018, 3:10 am
The SEC All-Stars: A Frank Conversation 2. [read post]
11 Apr 2018, 3:10 am
The SEC All-Stars: A Frank Conversation 2. [read post]
5 Apr 2018, 8:24 am
Chairman Clayton expressed his support for new technological innovations in the financial markets, while emphasizing that these innovations should not be made at the expense of protecting investors and markets. [read post]
23 Mar 2018, 9:47 am
In 2010, Dodd-Frank, the Obama-era financial reform law, delegated authority to the Securities and Exchange Commission (“SEC”) to propose a uniform fiduciary rule for retail investment accounts. [read post]
16 Mar 2018, 6:08 am
, Mutual funds, Proxy advisors, Say on pay, Shareholder proposals, Shareholder voting, Vanguard Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
12 Mar 2018, 3:11 am
Speaking at Washington, DC, on January 22, 2018, Securities and Exchange Commission Chairman, Jay Clayton spoke about two issues before the Commission: (1) his expectations for market professionals, particularly when dealing with new products or new forms of old products, especially concerning Initial Coin Offerings (“ICO”)and (2) the SEC’s approach to remaining Dodd-Frank rulemaking mandates. [read post]
9 Feb 2018, 5:06 am
Vermeulen (Tilburg University), on Wednesday, February 7, 2018 Tags: Boards of Directors, Engagement, Institutional Investors, Securities regulation, Shareholder voting, Stewardship Top Universities for Corporate Directors Posted by Dan Marcec, Equilar Inc., on Wednesday, February 7, 2018 Tags: Board composition, Boards of Directors, Director nominations, Director qualifications, Diversity, Social networks, Surveys … [read post]
7 Feb 2018, 11:18 am
And after working for many years at breakneck speed to complete congressional-required rulemakings, the SEC under Chairman Clayton appears to be moving at a more measured pace with regard to rulemaking, including completing the remaining Dodd-Frank rulemakings on executive pay. [read post]
7 Feb 2018, 11:18 am
And after working for many years at breakneck speed to complete congressional-required rulemakings, the SEC under Chairman Clayton appears to be moving at a more measured pace with regard to rulemaking, including completing the remaining Dodd-Frank rulemakings on executive pay. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
19 Jan 2018, 6:30 am
Posted by Jay Clayton, U.S. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
18 Dec 2017, 3:49 am
That includes leftover Dodd-Frank rulemakings like pay-for-performance, clawbacks and hedging. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Wednesday, December 13, 2017 Tags: Accounting, Audits, Broker-dealers, External auditors, Investor protection, Oversight, PCAOB, Sarbanes–Oxley Act, SEC, Securities regulation Statement on Cryptocurrencies and Initial Coin Offerings Posted by Jay Clayton, U.S. [read post]
8 Dec 2017, 6:10 am
., on Monday, December 4, 2017 Tags: Compensation disclosure, Compensation ratios, Compliance and disclosure interpretation, Disclosure, Dodd-Frank Act, Executive Compensation, International governance, Proxy disclosure, Regulation S-K Contract Rights and Spin-off Transactions Posted by Daniel E. [read post]
