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15 May 2024, 3:24 am
It was a pleasure to attend the latest series of policy roundtables hosted by the Financial Conduct Authority as the industry looks to collaborate on the possible routes forward regarding the expansion of the UK regulatory regime to trading venues and other cryptoassets “intermediaries”.There were some really interesting views put forward by the working groups around how to address operational resilience (cyber and governance unsurprisingly remain high on the agenda), managing… [read post]
14 May 2024, 10:15 pm
” In an email transmitting the memo, Chesebro writes that Troupis “requested” the memo and that the details included “may be worthwhile if this is a topic that might be of interest in multiple states. [read post]
14 May 2024, 9:05 pm
As corporate governance evolves, and the role of board observers expands, there is an increasing need for a thorough examination of the ethical implications of board observers’ influence, potential conflicts of interest, and impact on corporate transparency and accountability. [read post]
14 May 2024, 9:01 pm
They also bring a level of objectivity and impartiality to trust decisions, mitigating potential conflicts of interest and safeguarding the interests of all beneficiaries. [read post]
14 May 2024, 2:59 pm
On April 25, 2024, Maryland Governor Wes Moore signed into law new legislation banning noncompete and conflict of interest clauses for certain veterinary and health care professionals in Maryland. [read post]
14 May 2024, 2:13 pm
The change was prompted by a conflict-of-interest claim raised after their boss, Assistant Dist. [read post]
14 May 2024, 1:29 pm
Yes, a beneficiary may have legal cause to sue a trustee for committing one or more of the following mistakes: Selling trust property without meeting specific terms outlined in the trust document Selling trust property for less than fair market value Engaging in self-dealing or creating a conflict of interest by acting in the trustee’s best interest and not the beneficiaries’ Seek Legal Counsel When administering a trust, the trustee should always… [read post]
14 May 2024, 12:17 pm
He can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post SEC charges wealth management firm founder for failure to disclose conflicts of interest appeared first on Jeff Newman Law. [read post]
14 May 2024, 10:15 am
The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and its founder, Christopher Conover, for breaching their fiduciary duties by failing to…Read the Full Press Release Have a securities law question? [read post]
14 May 2024, 9:52 am
" My interest here is in the threshold question of whether the strategy of being the [read post]
14 May 2024, 5:52 am
He told the conference that “one of the main reasons” for the conflict “was NATO expansion … the desire of Ukraine to become a member of NATO. [read post]
Blog Post: Practical Guidance Offers Help with Workplace Issues during Mental Health Awareness Month
13 May 2024, 10:00 pm
Interested in becoming a Practical Guidance author? [read post]
13 May 2024, 8:58 pm
In addition, any person who will directly or indirectly hold more than 10 per cent. of the total issued shares in the virtual bank (Significant Shareholder) must possess certain qualifications, including (but not limited to): a good corporate governance framework and reputation; good operational performance and a stable financial status; no history of being accused, charged, or subject to lawsuits related to fraud or corruption by any authority such as the BOT, the Securities and Exchange… [read post]
13 May 2024, 6:19 pm
These include the development of “softlaw”, but also the increasingly present dimension of guidance and planning: environ-mental law, which is obviously of particular interest to us here abounds in programmes,schemes, plans, etc.In short, we must be open to accept that potentially, all forms of legal normativitycould be mobilised to mitigate climate change.II. [read post]
13 May 2024, 3:58 pm
” It’s an interesting question, so we thought it would make a good blog post.In general, the state governments and the federal government each have the constitutional authority to write and enforce their own criminal laws. [read post]
13 May 2024, 1:59 pm
Traditionally, declared wars and armed conflicts led to widespread free speech and press restrictions. [read post]
13 May 2024, 11:08 am
Liberal democracy has been injecting hope into the global community since the middle of the last century; now from the Marxist-Leninist camp comes hope in a reworked formula.Pix credit hereIt is with that in mind that one might most usefully approach a quite interesting essay published prominently in the People's Daily in the wake of Xi Jinping's recent visit to various European states. [read post]
13 May 2024, 9:11 am
This decision is one of three other cases vacated by the NLRB following an investigation that former Board member Emanuel held a conflicting financial interest that should have disqualified him from participation. [read post]
13 May 2024, 7:36 am
By Kieran McCarthy Elon Musk may have done more to open the Internet to web scraping than any person or public interest advocacy group. [read post]
13 May 2024, 6:45 am
There is simply no conflict between the State’s interest in ensuring its consumers are not misled by false advertising and any federal interest in regulating environmental pollution. [read post]
