Search for: "Credit Suisse Securities (USA), LLC"
Results 121 - 140
of 144
Sort by Relevance
|
Sort by Date
25 Feb 2008, 4:12 pm
Former Credit Suisse Securities USA LLC investment banker Hafiz Naseem says he will appeal his conviction for insider trading charges, which include 1 count of conspiracy and 28 counts of securities fraud involving stolen nonpublic data allegedly used for insider trading that generated at least $7.5 million. [read post]
15 Feb 2008, 8:07 am
Judge Scheindlin ordered Credit Suisse Securities (USA) LLC to turn over to private plaintiffs documents that were prepared in an internal investigation and previously revealed to the SEC and U.S. [read post]
7 Feb 2008, 1:13 pm
Supreme Court's opinion in Credit Suisse Securities (USA) v. [read post]
23 Jan 2008, 7:27 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007); post here. [read post]
15 Jan 2008, 8:02 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007), which turned on the "deceptive act" element instead of reliance. [read post]
29 Nov 2007, 7:45 am
The Solicitor General, on behalf of the FDA, has recently filed amicus briefs in both the Riegel v. [read post]
9 Oct 2007, 3:32 pm
Other firms sanctioned included UBS Securities; Bear Stearns & Co.; Credit Suisse Securities (USA) LLC ; Banc of America Securities LLC; Goldman Sachs & Co.; JP Morgan Securities; Wachovia Capital Markets LLC; and Keefe, Bruyette & Woods Inc. [read post]
17 Aug 2007, 1:03 pm
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007). [read post]
16 Aug 2007, 9:03 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007). [read post]
30 Jul 2007, 10:29 am
But the Supreme Court's 7-1 (Justice Kennedy recused) decision this term in Credit Suisse Securities (USA) LLC v. [read post]
13 Jul 2007, 3:18 pm
AT&T Corp. -- application of patent law to imports of Windows Credit Suisse Securities (USA) LLC v. [read post]
5 Jul 2007, 3:36 pm
IntroductionOn June 18, 2007, the United States Supreme Court ruled in a 7-1 decision that investment banks are immune from antitrust scrutiny in connection with syndication and marketing techniques employed in underwriting initial public offerings, Credit Suisse Securities (USA) LLC v. [read post]
20 Jun 2007, 5:05 am
” Credit Suisse Securities (USA) LLC v. [read post]
19 Jun 2007, 5:05 am
In CREDIT SUISSE SECURITIES (USA) LLC v. [read post]
19 Jun 2007, 2:22 am
" Credit Suisse Securities (USA) LLC v. [read post]
18 Jun 2007, 6:57 pm
Supreme Court decision, Credit Suisse Securities (USA) LLC, et al. v. [read post]
18 Jun 2007, 10:11 am
(Credit Suisse Securities (USA) LLC v. [read post]
18 Jun 2007, 8:11 am
Credit Suisse Securities (USA) LLC v. [read post]
11 Apr 2007, 11:00 am
Defendants in the petition include Credit Suisse First Boston LLC, Pershing LLC, Merrill Lynch Pierce Fenner & Smith Inc., Credit Suisse First Boston (USA) Inc., Merrill Lynch & Co., Barclays Capital Inc., Barclays Bank PLC, and Barclays PLC. [read post]
27 Mar 2007, 3:55 pm
Supreme Court oral argument in Credit Suisse Securities (USA) LLC v. [read post]
