Search for: "Deutsche Bank Securities Inc. "
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2 Oct 2014, 4:21 am
Case In PointIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in September 2013 and thereafter amended, Claimant Fernandez asserted breaches of contract and fiduciary duty; fraud; churning; and manipulation against Respondents Wells Fargo Securities, LLC and Deutsche Bank Securities, Inc... [read post]
3 Sep 2014, 11:16 am
Deutsche Bank AG, 2013 U.S. [read post]
22 Jul 2014, 9:15 am
On July 16, 2014, a three-judge Second Circuit panel affirmed the dismissal of a securities class action against Deutsche Bank AG and several underwriters. [read post]
11 Jul 2014, 5:47 am
In theory, a systemic risk could emerge from packaging illiquid securities, such as bank loans, into ETFs. [read post]
23 Jun 2014, 10:43 am
Home Equity Loan Trust Series 2006-SL2 against DB Structured Products, Inc., a Deutsche Bank Subsidiary, in New York state court. [read post]
16 Jun 2014, 7:01 am
For example, OnDeck Capital Inc., a lender with funding from Google’s venture-capital arm and PayPal Inc. co-founder Peter Thiel, sold $175 million of notes backed by business debt in a deal put together by Deutsche Bank with interest rate ranged from 29 percent to 134 percent. [read post]
1 May 2014, 6:40 am
(Award includes a long breakdown of interest.) 11-00469 Deutsche Bank Securities, Inc. [read post]
2 Apr 2014, 11:40 am
Indus ., Inc. [read post]
20 Mar 2014, 9:54 am
Hauser First Allied Securities, Inc.; Morris C. [read post]
18 Mar 2014, 1:12 pm
Aninat Schwencke & Cia has a well balanced mix of local and foreign clients, among which some of its most representative include Aaktei, Aguas del Valle, Actis, Acon Investment Private Equity Fund, AGSA Construction, Amarant Mining, American Science and Engineering Inc, Alluvia Mining, American Bridge, Amundi, Asociación Nacional de Supermercados (ASACH), Athelera, Ariba, Austral Capital Private Equity Fund, Balfour Beatty Group, Banco Falabella, Big John, BHP Billiton,… [read post]
10 Mar 2014, 10:55 am
For Julian Rodriguez and Luz Rodriguez $547,000.00 in compensatory damages and $15,000.00 in costs. 09-07182 Bernard Reznick as Trustee of the Reznick Survivor’s Trust; Sadie Reznick Non-Exempt Marital Trust Kenneth Ro, Jon Paul Borro Javallana and Deutsche Bank Securities, Inc. [read post]
15 Jan 2014, 12:11 am
The banks that have been identified or made announcements regarding Forex regulatory investigations to date include: Barclays, Citigroup, Inc., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
13 Jan 2014, 2:48 pm
<> Green Bond Principles Created to Help Issuers and Investors Deploy Capital for Green Projects - Bank of America Corporation (NYSE: BAC), Citigroup Inc. [read post]
3 Jan 2014, 9:57 am
This meant that Deutsche Bank AG was dismissed altogether because it was only sued in connection with time-barred offerings, and certain claims against other defendants were dismissed as well. [read post]
30 Dec 2013, 8:31 am
Deutsche Bank Securities, a summary order decided on December 4. [read post]
20 Dec 2013, 6:57 am
Under Deutsche Bank Securities’ enhanced lending program, which involves mostly hedge fund customers, the firm apparently arranges for its London affiliate, Deutsche Bank AG London (DBL), to lend cash and securities to Deutsche Bank Securities’ customers. [read post]
14 Oct 2013, 3:35 pm
TEAGUE, Appellee. 4th District.Dissolution of marriage -- Trial court abused discretion in requiring former husband to maintain life insurance policy as security for alimony without finding that husband could afford to maintain the policy and without finding that life insurance was necessary to secure alimony obligationJEFFREY FROESCHLE, Appellant, v. [read post]
16 Sep 2013, 9:44 am
The dismissal bars the remaining non-settling defendants (which include Bank of America, Citigroup and Deutsche Bank Securities, among others) from bringing claims for indemnity or contribution against UBS, and likewise bars UBS from bringing claims for indemnity or contribution against the remaining non-settling defendants. [read post]
3 Sep 2013, 7:00 am
District Court for the Central District Court of California dismissed with prejudice a suit brought by the Federal Deposit Insurance Corporation (FDIC) against Countrywide Securities Corporation, Countrywide Financial Corporation, Bank of America Corporation, Deutsche Bank Securities, Inc. and Goldman, Sachs & Co. [read post]
15 Jul 2013, 10:25 am
Deutsche Bank Securities Inc. [read post]
