Search for: "Duke Investors" Results 121 - 140 of 466
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14 Feb 2020, 6:31 am
Denizé, TIAA, on Wednesday, February 12, 2020 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Proxy voting, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Core Principles of Exculpation and Director Independence Posted by William Savitt, Ryan A. [read post]
2 Feb 2020, 9:08 am by Kevin LaCroix
The plaintiffs in the securities lawsuit alleged that Dole and Murdoch misled investors in connection with the Dole take-private transaction, in violation of the federal securities laws. [read post]
19 Jan 2020, 4:52 pm by INFORRM
The Committee to Protect Journalists had a blog post on the Duke and Duchess of Sussex’s plan to step back from the pool system of news coverage and the Society of Editors raising concerns with Prime Minister Boris Johnson over the relocation of daily press briefings. [read post]
17 Jan 2020, 5:54 am
Securities and Exchange Commission, on Wednesday, January 15, 2020 Tags: Asset management, Capital markets, Diversity, Institutional InvestorsInvestor protection, Retail investors, SEC, Securities regulation Embracing the New Paradigm Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Thursday, January 16, 2020 Tags: Accountability, Boards of Directors, Engagement, Fiduciary… [read post]
17 Jan 2020, 3:00 am by Jim Sedor
National/Federal Court Debates Using Shell Companies to Mask Political Donations Bloomberg Law – Kenneth Doyle | Published: 1/10/2020 A federal appeals court panel heard arguments over the use of shell companies to hide donations in a case that could affect super PAC disclosure in the 2020 election. [read post]
22 Nov 2019, 5:51 am
Cain (University of California, Berkeley), and Jonathon Zytnick (Columbia University), on Tuesday, November 19, 2019 Tags: Agency model, ESG, Institutional Investors, Management, Proxy advisors, Retail investors, Shareholder proposals, Shareholder voting, Small firms Entire Fairness Review of Tesla CEO Compensation Posted by Robert A. [read post]
1 Nov 2019, 6:00 am
Buccola (University of Pennsylvania), on Monday, October 28, 2019 Tags: Bankruptcy, Covenants, Credit default swaps, Debtor-creditor law, Defaults, Derivatives, Distressed companies, Greenmail, Hedge funds, Shareholder activism The New Paradigm Posted by Martin Lipton and William Savitt, Wachtell, Lipton, Rosen & Katz, on Monday, October 28, 2019 Tags: Boards of Directors, ESG, International… [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
 The SEC alleges that both offshore Telegram defendants raised over $1.7 billion from investors, making it one of the largest and most well-known token offerings in crypto-history. [read post]
18 Oct 2019, 11:30 am by Michelle Layser
This week, Michelle Layser (Illinois) reviews Ofer Eldar (Duke) and Chelsea Garber (Duke), Does Government Play Favorites? [read post]
18 Sep 2019, 9:52 pm by Kevin LaCroix
John Reed Stark As discussed in the following guest post from John Reed Stark, a recent development in the class action litigation arising out of the massive Marriott International data breach could have significant ramifications for other claimants asserting class action claims — including securities class action claims — based on data breaches or other cybersecurity incidents. [read post]
13 Sep 2019, 5:49 am
Coates, SEC Investor Advisory Committee, on Tuesday, September 10, 2019 Tags: DTC, Incentives, Institutional Investors, Institutional voting, Ownership, Proxy advisors, Proxy plumbing, Proxy voting, SEC, Securities lending, Shareholder voting, Transparency, Universal proxy ballots Making a Comeback: SEC Fines for Regulation FD Violations Posted by Susan S. [read post]
12 Sep 2019, 7:00 am by John Jascob
 Elisabeth de Fontenay, a law professor at Duke University, said that research suggests that retail investors would do worse if they were allowed into private markets. [read post]
6 Sep 2019, 5:39 am
Choi (University of Michigan), and Ofer Eldar (Duke University), on Monday, September 2, 2019 Tags: Agency costs, Charter & bylaws, Delaware articles, Delaware law, Firm valuation, Forum selection, Incentives, IPOs, Jurisdiction, Private equity, Securities litigation, Shareholder suits, Shareholder value, Venture capital firms Information Litigation in Corporate Law Posted by George S. [read post]
29 Aug 2019, 9:05 pm by Alana Bevan
Department of Housing and Urban Development (HUD) statistics indicate, argued Brian Goldstone of the Media & Journalism Initiative at Duke University’sFranklin Humanities Institute. [read post]
1 Aug 2019, 8:38 am by Kevin Kaufman
A 2018 paper by Juan Carlos Suárez Serrato, economist at Duke University, shows that eliminating tax havens can negatively impact high-tax economies. [read post]
19 Jul 2019, 5:57 am
Securities and Exchange Commission, on Tuesday, July 16, 2019 Tags: Capital formation, Equity offerings, Investor protection, Opportunity Zones, Retail investors, SEC, Securities regulation, Small firms Staff Statement on LIBOR Transition Posted by William H. [read post]
3 Jul 2019, 9:04 am by Astarita
Berry said, “It has been a true privilege working to serve and protect U.S. investors with so many dedicated and talented professionals here in the Los Angeles office and throughout the SEC. [read post]
26 Jun 2019, 11:05 am by Astarita
  “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment. [read post]
16 Jun 2019, 4:34 pm by INFORRM
The Brett Wilson blog has a post on how GRPD can be a useful tool for an out of court battle against an invasion of privacy, as in the recent case brought by the Duke of Sussex. [read post]