Search for: "Equity Industrial A-York LLC"
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19 Mar 2020, 12:00 pm
Kenneth Noble, a restructuring partner in the New York office of McGuireWoods LLP, moderated the panel. [read post]
17 Feb 2020, 7:29 am
Since June 2015 Raupp has been registered with Concorde Investment out of the firm’s Port Jefferson, New York office location. [read post]
17 Feb 2020, 6:48 am
He works in New York City. [read post]
24 Jan 2020, 9:11 am
Notably, Hunton represented Jefferies Funding LLC in its role as note purchaser and lender in connection with a $1 billion variable funding financing facility of home equity lines of credit (HELOCs) with Figure Lending LLC in a first-of-its-kind financing transaction involving collateral originated on blockchain. [read post]
17 Dec 2019, 1:47 pm
Since July 2019 Kerker has been registered with Peak Brokerage Services, LLC out of the firm’s Delmar, New York office location. [read post]
3 Dec 2019, 1:53 pm
Singh claimed that he frequently transported passengers on the highway across state lines, between New York and New Jersey. [read post]
2 Dec 2019, 3:26 am
A half dozen other investor Class B non-managing members held the remaining equity interests in the Soho LLC. [read post]
25 Oct 2019, 3:00 am
The scope of Deziel’s entanglements has alarmed environmental groups, who say his years at Dow potentially undermine his ability to regulate certain industries. [read post]
29 Jul 2019, 10:01 am
As we previously told you, GPB is currently under investigation by regulators, including the Financial Industry Regulatory Authority (FINRA), the SEC and the FBI, who reported raided the firms New York offices in February. [read post]
10 Jul 2019, 4:17 am
For many groups, this means raising money through general private placements or various SAFTs (simple agreement for future tokens) and SAFEs (simple agreement for future equity). [read post]
4 Jul 2019, 1:34 pm
James Bradley Schwartz has also been registered at the following firms: Joseph Gunnar & Co., LLC, New York, NY— December 9, 2016 to February 28, 2017First Standard Financial Company LLC, Garden City, NY— June 6, 2016 to December 9, 2016John Thomas Financial, New York, NY— October 9, 2012 to June 6, 2013 (FINRA expelled the firm on October 31, 2013) Finally, it is important to note that, as of the date of this article, there has not been a… [read post]
1 Jul 2019, 7:03 am
Kolta entered the securities industry in 2008. [read post]
26 Jun 2019, 11:05 am
District Court for the Southern District of New York. [read post]
29 May 2019, 7:44 am
He has been in the industry since 2000. [read post]
21 May 2019, 7:28 pm
Equity Opportunity funds at The Carlyle Group. [read post]
20 May 2019, 3:24 am
The venture was co-founded by a chemical engineer (DiFalco), a pharmaceutical industry scientist (Shah), and a pharmaceutical industry executive (Aigner). [read post]
1 May 2019, 7:31 am
About Lightyear Capital LLC Founded in 2000, Lightyear is a financial services-focused private equity firm based in New York. [read post]
18 Apr 2019, 1:30 pm
[contact-form-7] Contact UsShow less William Ornstein Has 14 Disclosures on His FINRA BrokerCheck Report William Ornsrein has 14 disclosures on his FINRA BrokerCheck Report, has 39 years in the securities industry, and is currently registered with the GMS Group, LLC in Boca Raton, FL, FINRA states. [read post]
23 Feb 2019, 2:38 pm
Finally, from November 2016 until July 2018 Stephens was associated with Coastal Equities out of the firm’s New York, New York office location. [read post]
20 Feb 2019, 5:00 am
SEC; NASDAQ Stock Market LLC v. [read post]
